RW
Ralph S. Wendell
GWN SECURITIES
Bridgeton, NJ 08302
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CRD#: 1455245
RW
Professional summary
Ralph Stanley Wendell is a registered financial advisor currently at GWN SECURITIES INC. located in Bridgeton, New Jersey.
Ralph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Ralph has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA- OWNER OF WEDELL FINANCIAL SERVICES. EST. 1982 LIFE INSURANCE AND ANNUITY SALES POSITION: OWNER / SALES PERSON NATURE: LIFE INSURANCE, DISABILITY INSURANCE AND ANNUITY SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 40 INVESTMENT RELATED HOURS: 3 START DATE: 10/01/1983 ADDRESS: 66 LANDIS AVENUE, BRIDGETON NJ 08302 DESCRIPTION: LIFE INSURANCE, DISABILITY INSURANCE AND ANNUITY SALES WENDELL FINANCIAL SERVICES, LLC Is Investment Related, LLC Established for Tax Purposes, Owner, 2006-10-01, 4 hours per month, 0 hours per month during trading hours, No Compensation Compensation, LLC established for tax purposes. No commissions or fees are paid to the LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Ralph Stanley Wendell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ralph Stanley Wendell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2004 - Present
GWN SECURITIES INC.
Office #1: 66 Landis Avenue, Bridgeton, NJ 08302RIA
BD
CRD#: 128929
Bridgeton, NJ
Current
May 17, 2004 - Present
GWN SECURITIES INC.
Office #1: 66 Landis Avenue, Bridgeton, NJ 08302RIA
BD
CRD#: 128929
Bridgeton, NJ
Past
January 10, 2003 - May 17, 2004
PMG SECURITIES CORPORATION
RIA
CRD#: 27107
BRIDGETON, NJ
Past
November 11, 2002 - May 17, 2004
PMG ASSET MANAGEMENT INC
RIA
CRD#: 110825
BRIDGETON, NJ
Past
November 11, 2002 - May 17, 2004
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
May 9, 2002 - November 8, 2002
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BRIDGETON, NJ
Past
May 5, 1998 - November 8, 2002
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
November 19, 1989 - May 5, 1998
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
February 20, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/4/2019)
RR
Delaware(5/17/2004)
RR
Florida(5/17/2004)
RR
Georgia(1/4/2016)
RR
Idaho(9/21/2022)
RR
Illinois(4/25/2025)
RR
Iowa(11/14/2022)
RR
Maine(10/2/2015)
RR
Maryland(11/16/2005)
RR
Massachusetts(5/17/2004)
RR
Michigan(11/27/2019)
RR
New Hampshire(5/30/2019)
RR
New Jersey(5/17/2004)
IAR
New Jersey(5/17/2004)
RR
New York(3/25/2008)
RR
Ohio(5/8/2012)
RR
Pennsylvania(5/17/2004)
RR
South Carolina(9/11/2013)
RR
Texas(2/8/2017)
RR
Virginia(5/31/2011)
RR
Washington(5/17/2004)
RR
Wisconsin(9/11/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Bridgeton, NJ 08302TRUST BUT VERIFY
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Contact information
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