Francis C. Decabia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Carmen Decabia was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1986. Francis had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 1994 - April 19, 1994
GILFORD SECURITIES INCORPORATED
October 30, 1991 - December 17, 1992
JOSEPHTHAL & CO., INC.
December 7, 1990 - October 17, 1991
JJC SECURITIES CO., INC.
July 26, 1989 - October 1, 1990
KIDDER, PEABODY & CO. INCORPORATED
November 25, 1986 - July 27, 1989
LEHMAN BROTHERS INC.
March 21, 1986 - November 13, 1986
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GILFORD SECURITIES INCORPORATED
CRD#: 8076 / SEC#: , 8-24230
Contact information
Documents
Disclosures
| Regulatory Event | 21 |
| Arbitration | 29 |
Red Flags
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