WT
William S. Taylor
TRUIST ADVISORY SERVICES
KNOXVILLE, TN 37919
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CRD#: 1455080
WT
Professional summary
William Steele Taylor JR, who also goes by Bill Taylor, Billy Taylor Jr, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Knoxville, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Knoxville, Tennessee.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. William has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 26 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Taylor | Billy Taylor Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HIGHLANDS GEM, LLC POSITION: Member/manager NATURE: 10% ownership of an LLC that will own a house in Highlands, NC. The house will be available for rent.Address: 1290 Dillard Road Highlands, NC.We do not have clear title as today. We hope to soon. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2021 ADDRESS: , Highlands NC , United States DESCRIPTION: My name is on the check book so that I can buy supplies to help maintain the house.
CRS (Client Relationship Summary) - RIA
Click below to view William Steele Taylor JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 7610 Gleason Dr, Knoxville, TN 37919RIA
CRD#: 283390
KNOXVILLE, TN
Current
December 10, 1996 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 7610 Gleason Dr, Knoxville, TN 37919BD
CRD#: 17499
Knoxville, TN
Past
May 24, 2002 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
KNOXVILLE, TN
Past
June 19, 1996 - August 6, 1996
AMERISTAR CAPITAL MARKETS, INC.
BD
CRD#: 17068
Past
July 17, 1986 - December 12, 1989
FIRST FUNDS, INC.
BD
CRD#: 17415
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/13/2012)
RR
Arizona(3/31/2017)
RR
California(8/12/2005)
RR
Colorado(11/29/2017)
RR
Delaware(1/8/2019)
RR
Florida(2/10/2003)
RR
Georgia(2/10/2003)
RR
Indiana(6/18/2020)
RR
Kentucky(12/12/1996)
RR
Maryland(6/5/2019)
RR
Michigan(11/28/2022)
RR
Minnesota(11/2/2022)
RR
Mississippi(6/6/2012)
RR
Nevada(5/26/2023)
RR
New Hampshire(11/14/2018)
RR
New York(5/21/2021)
RR
North Carolina(9/20/2016)
RR
Ohio(11/7/2023)
RR
Oregon(8/17/2015)
RR
South Carolina(2/10/2003)
RR
Tennessee(12/10/1996)
IAR
Tennessee(9/13/2016)
RR
Texas(2/10/2003)
IAR
Texas(3/14/2017)
RR
Virginia(12/10/1996)
RR
Wisconsin(4/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Knoxville, TN 37919TRUST BUT VERIFY
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Contact information
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