Larry W. Opicka

Some features on this profile are disabled

CRD#: 1454990

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry William Opicka was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1986. Larry had worked at 11 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 8, 2010 - December 31, 2017

GRAVITY CAPITAL PARTNERS, LLC

RIA

CRD#: 154006

DENVER, CO

Past

March 21, 2007 - January 2, 2009

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

January 18, 2007 - January 2, 2009

SIGNATOR FINANCIAL SERVICES, INC.

RIA

CRD#: 19061

BOSTON, MA

Past

June 9, 2005 - February 7, 2007

PAYNE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 126941

DENVER, CO

Past

October 15, 2003 - May 10, 2004

ASHTON STEWART & CO., INC.

CRD#: 112386

MIAMI, FL

Past

May 15, 1997 - October 28, 2002

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

September 6, 1996 - March 12, 1997

AFSG SECURITIES CORPORATION

CRD#: 18374

CEDAR RAPIDS, IA

Past

January 31, 1995 - February 24, 1995

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

February 15, 1994 - January 31, 1995

TRANSAMERICA FUND DISTRIBUTORS, INC.

CRD#: 3554

HOUSTON, TX

Past

May 15, 1989 - May 13, 1992

SECURITY DISTRIBUTORS

CRD#: 3336

TOPEKA, KS

Past

April 15, 1987 - June 12, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 13, 1986 - November 16, 1989

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRAVITY CAPITAL PARTNERS, LLC

GRAVITY CAPITAL PARTNERS, LLC | PORTFOLIO THINKTANK | PORTFOLIO THINK TANK | GRAVITY INVESTMENTS INC.

CRD#: 154006 / SEC#: 801-117700

RIA

Registered Investment Advisory firm - (12/2/2019 Approved)

Colorado

Registered Investment Advisory firm - (12/11/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/10/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/1/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 3/20/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRAVITY CAPITAL PARTNERS, LLC

GRAVITY CAPITAL PARTNERS, LLC | PORTFOLIO THINKTANK | PORTFOLIO THINK TANK | GRAVITY INVESTMENTS INC.

CRD#: 154006 / SEC#: 801-117700

RIA

Registered Investment Advisory firm - (12/2/2019 Approved)

Colorado

Registered Investment Advisory firm - (12/11/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Arvada, CO

Mailing Address

Phone number

(970) 472-8489

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PORTFOLIO THINKTANK 2025 ADV (4/1/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 10,973,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Larry W. Opicka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SIGNATOR FINANCIAL SERVICES, INC.

SIGNATOR FINANCIAL SERVICES, INC.

PAYNE CAPITAL MANAGEMENT, INC.

ASHTON STEWART & CO., INC.

VERAVEST INVESTMENTS, INC.

AFSG SECURITIES CORPORATION

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

TRANSAMERICA FUND DISTRIBUTORS, INC.

SECURITY DISTRIBUTORS

INTEGRATED RESOURCES EQUITY CORPORATION

COREBRIDGE CAPITAL SERVICES, INC.

Primary Firm SEC Registration

GRAVITY CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/10/2007

Series 65

Date: 6/1/2005

Series 6

Date: 3/20/2007

Current Firm

GRAVITY CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRAVITY CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors