Zachary F. Marshall
Professional summary
Zachary F Marshall, CPWA®, who also goes by Zachary Frank Marshall, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Naperville, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Oak Brook, Illinois.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Zachary has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Zachary F Marshall's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1415 W 22nd St Oak Brook Reg Twr Stes 100 & 90, Oak Brook, IL 60523-8416July 29, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Oak Brook Reg Twr 1415 W 22nd St Stes 100 & 900, Oak Brook, IL 60523August 13, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 29, 2012 - July 28, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 2012 - July 28, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 19, 2008 - July 6, 2012
UBS FINANCIAL SERVICES INC.
May 16, 2008 - July 6, 2012
UBS FINANCIAL SERVICES INC.
August 27, 1998 - July 15, 2008
STRATEGIC ADVISERS LLC
February 15, 1989 - May 20, 2008
FIDELITY BROKERAGE SERVICES LLC
November 28, 1988 - December 20, 1988
HAMILTON INVESTMENTS, INC.
July 28, 1988 - December 16, 1988
OBERWEIS SECURITIES, INC.
February 19, 1986 - June 9, 1988
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2020)
(11/16/2020)
(7/29/2020)
(7/29/2020)
(3/31/2025)
(7/29/2020)
(7/29/2020)
(2/14/2025)
(2/11/2022)
(7/29/2020)
(5/6/2022)
(9/29/2023)
(10/8/2021)
(9/29/2023)
(7/29/2020)
(6/7/2021)
(7/15/2022)
(1/17/2024)
(9/9/2022)
(10/8/2021)
(1/12/2021)
(3/31/2025)
(3/25/2023)
(5/6/2022)
(7/29/2020)
Exams
Series 8
Date: 5/11/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
