Richard H. Schoenfeld

INTERVEST LTD

Chevy Chase, MD 20815-7040

Some features on this profile are disabled

CRD#: 1454540

Professional summary

Richard Holleman Schoenfeld, CFP® is a registered financial advisor currently at INTERVEST LTD located in Chevy Chase, Maryland.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Richard has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Insurance Planning

Estate Planning

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Holleman Schoenfeld's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

November 20, 1990 - Present

INTERVEST LTD

Office #1: 2 Wisconsin Circle Suite 910, Chevy Chase, MD 20815-7040Office #2: 2 Wisconsin Circle Suite 700, Chevy Chase, MD 20815

RIA

CRD#: 104614

Chevy Chase, MD

Past

November 19, 2002 - December 21, 2005

FERRIS, BAKER WATTS, LLC

RIA

CRD#: 285

CHEVY CHASE, MD

Past

January 29, 1986 - December 21, 2005

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERVEST LTD

CRD#: 104614 / SEC#: 801-26390

RIA

Registered Investment Advisory firm - (2/10/1986 Approved)

District of Columbia

Registered Investment Advisory firm - (12/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/20/1990)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Current Firm

INTERVEST LTD

CRD#: 104614 / SEC#: 801-26390

RIA

Registered Investment Advisory firm - (2/10/1986 Approved)

District of Columbia

Registered Investment Advisory firm - (12/31/2002 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2 Wisconsin Circle Suite 910, Chevy Chase, MD 20815-7040

Mailing Address

Phone number

(301) 951-4455

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UPDATED ADV PART 2A: FIRM BROCHURE (3/31/2025) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	306
AUM (Assets Under Management)	$ 209,420,639

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
08/26/2024	Cover Page	Report
01/26/2024	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard H. Schoenfeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Holleman Schoenfeld's CRS (Customer Relationship Summary).

Certified licenses

Experience

FERRIS, BAKER WATTS, LLC

FERRIS, BAKER WATTS, LLC

Primary Firm SEC Registration

INTERVEST LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/1996

Series 63

Date: 1/30/1986

Series 7

Date: 1/18/1986

Current Firm

INTERVEST LTD

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INTERVEST LTD

TRUST BUT VERIFY

Contact information

Similar Advisors