Philip R. Branshaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Raymond Branshaw was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1986. Philip had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2015 - December 31, 2016
BROOKLIGHT PLACE SECURITIES, INC.
February 14, 2013 - December 1, 2015
FORTUNE FINANCIAL SERVICES, INC.
January 10, 2007 - December 31, 2008
GWN SECURITIES INC.
January 10, 2007 - December 31, 2011
GWN SECURITIES INC.
April 20, 2005 - December 13, 2005
MM ASCEND LIFE INVESTOR SERVICES, LLC
February 16, 2005 - December 31, 2021
INTERACTIVE FINANCIAL ADVISORS
February 15, 2005 - December 13, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 4, 2005 - March 9, 2005
PMG ASSET MANAGEMENT INC
January 2, 2004 - December 31, 2004
PMG SECURITIES CORPORATION
October 9, 2001 - December 31, 2003
PMG ASSET MANAGEMENT INC
October 4, 2001 - February 15, 2005
PMG SECURITIES CORPORATION
January 4, 1999 - October 3, 2001
WATERSTONE FINANCIAL GROUP, INC.
May 21, 1996 - December 31, 1998
IAC SECURITIES, INC.
September 10, 1991 - May 15, 1996
WATERSTONE FINANCIAL GROUP, INC.
May 12, 1986 - May 23, 1991
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
