William Derosa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Derosa, who also goes by Bill Derosa, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2000 - December 31, 2023
SUPERIOR FINANCIAL SERVICES,INC.
May 18, 1992 - November 1, 2000
FIRST MIDWEST SECURITIES, INC.
April 21, 1992 - May 13, 1992
FIRST MIDWEST SECURITIES, INC.
September 11, 1989 - May 6, 1992
HAMILTON INVESTMENTS, INC.
October 27, 1987 - September 19, 1989
SHELTER ROCK SECURITIES CORP.
January 21, 1986 - October 23, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPERIOR FINANCIAL SERVICES,INC.
CRD#: 104165 / SEC#: , 8-52618
Contact information
FINRA licenses (27 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
