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William Reinhardt Haese

HAESE FINANCIAL GROUP
JACKSON, WI
·CRD# 1549272·40 years experience

Professional Summary

William Reinhardt Haese, who also goes by William Reinhardt Hease, is a registered financial advisor currently at HAESE FINANCIAL GROUP INC located in Jackson, Wisconsin and SUPERIOR FINANCIAL SERVICES,INC. located in Jackson, Wisconsin. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. William has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7,...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William Reinhardt Hease

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

HAESE FINANCIAL GROUP INC·CRD# 108980
RIA
N168 W21931 Main Street, Jackson, WI 53037
August 16, 2001 - Present
SUPERIOR FINANCIAL SERVICES,INC.·CRD# 104165
BD
1. N168 W21931 Main St Po Box 139, Jackson, WI 530372. N168 W21931 Main Street, Jackson, WI 53037
October 18, 2000 - Present
FIRST MIDWEST SECURITIES, INC.·CRD# 21786
BD
Bloomington, IL
November 2, 1989 - October 20, 2000
HYDRA SECURITIES CORPORATION·CRD# 16095
BD
February 9, 1989 - November 6, 1989
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
September 5, 1986 - December 16, 1988

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Current Firm

HF
HAESE FINANCIAL GROUP INC

HAESE FINANCIAL GROUP INC

CRD#: 108980 / SEC#: 801-57602
RIA
Registered Investment Advisory firm - SEC (3/15/2004 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/13/2011 Approved)
Illinois
Registered Investment Advisory firm - Illinois (5/16/2017 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (3/15/2004 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

N168 W21931 Main Street, Jackson, WI 53037

Mailing Address

Po Box 139, Jackson, WI 53037

Phone Number

(262) 677-8106

# of Employees

6

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/3/2023)
RR
Arizona
(11/13/2000)
RR
California
(11/15/2000)
RR
Florida
(11/7/2000)
RR
Georgia
(3/6/2023)
RR
Illinois
(10/23/2000)
IAR
Illinois
(5/16/2017)
RR
Iowa
(12/14/2000)
RR
Massachusetts
(2/23/2023)
RR
Michigan
(11/17/2000)
RR
South Dakota
(8/25/2020)
RR
Texas
(1/1/2001)
RR
Utah
(10/30/2000)
RR
Washington
(12/5/2017)
RR
Wisconsin
(10/20/2000)
IAR
Wisconsin
(8/16/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1987About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Sep 2025About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1986About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 2000About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 2000About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed May 2000About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1993About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view William Reinhardt Haese's CRS (Customer Relationship Summary).

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