Stephanie A. Secor
Professional summary
Stephanie Anne Secor, who also goes by Stephanie Anne Secor, Stephanie A Secor, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Frisco, Texas and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Stephanie has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephanie Anne Secor's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
August 11, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 29, 2007 - February 10, 2017
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - February 10, 2017
CITIGROUP GLOBAL MARKETS INC.
August 24, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 24, 2005 - May 29, 2007
CITICORP INVESTMENT SERVICES
September 8, 2003 - August 2, 2005
LPL FINANCIAL LLC
September 23, 1999 - August 2, 2005
LPL FINANCIAL LLC
July 12, 1999 - September 17, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 15, 1997 - July 12, 1999
BA INVESTMENT SERVICES, INC.
August 9, 1990 - March 18, 1997
VOLPE BROWN WHELAN & COMPANY, LLC
January 21, 1986 - July 25, 1990
SECO WEST LIMITED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2025)
(9/29/2025)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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