Robert E. Hayes
Professional summary
Robert Edward Hayes, who also goes by Bob Hayes, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Fort Collins, Colorado.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Edward Hayes's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2009 - Present
THE O.N. EQUITY SALES COMPANY
June 1, 1996 - September 17, 2009
WALNUT STREET SECURITIES, INC.
March 13, 1995 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
January 25, 1994 - February 28, 1995
EXCALIBUR FINANCIAL GROUP, INC.
July 16, 1992 - November 1, 1993
OSAIC WEALTH, INC.
March 17, 1988 - December 21, 1992
NORTH AMERICAN MANAGEMENT, INC.
December 2, 1987 - February 10, 1988
GILBERT MARSHALL & COMPANY
October 6, 1986 - January 15, 1987
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/28/2011)
(1/2/2025)
(9/14/2009)
(12/2/2014)
(9/14/2009)
(1/12/2021)
(7/19/2017)
(10/6/2009)
(3/15/2013)
(1/8/2010)
(1/8/2010)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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