James D. Newman

ICE BONDS SECURITIES

NEW YORK, NY 10105

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CRD#: 1453579

Professional summary

James Daniel Newman is a registered financial professional currently at ICE BONDS SECURITIES CORPORATION located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1986. James has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Daniel Newman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2020 - Present

ICE BONDS SECURITIES CORPORATION

Office #1: 1345 Avenue Of The Americas 8th Floor, New York, NY 10105

CRD#: 123635

NEW YORK, NY

Past

July 1, 2013 - June 3, 2020

TMC BONDS L.L.C.

CRD#: 104507

New York, NY

Past

December 5, 2012 - June 24, 2013

GARDNYR MICHAEL CAPITAL, INC.

CRD#: 30520

MOBILE, AL

Past

April 9, 2007 - December 3, 2012

TMC BONDS L.L.C.

CRD#: 104507

NEW YORK, NY

Past

December 21, 1993 - March 20, 2007

CHAPDELAINE TULLETT PREBON, LLC

CRD#: 7017

NEW YORK, NY

Past

February 19, 1986 - November 9, 1987

FAHNESTOCK INTERNATIONAL INC.

CRD#: 279

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(3/15/2022)

Louisiana
(3/15/2022)

New York
(6/1/2020)

Ohio
(3/15/2022)

Virginia
(3/15/2022)

Exams

State Security Law Exam

Series 63

Date: 3/3/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/14/2007

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 12/20/1993

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/28/2013

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ICE BONDS SECURITIES CORPORATION

CREDITEX SECURITIES CORPORATION | ICE TMC | ICE BONDS SECURITIES CORPORATION | ICE BONDPOINT | CREDITTRADE SECURITIES CORPORATION

CRD#: 123635 / SEC#: , 8-65601

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas 8th Floor, New York, NY 10105

Mailing Address

1345 Avenue Of The Americas 7th Floor, New York, NY 10105

Phone number

(646) 237-4328

Established

Delaware since 04/18/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CREDITTRADE INC.	SHAREHOLDER
BORSTELMANN, PETER L	PRESIDENT/DIRECTOR	4825965
EILEN, JEFFREY PHILIP	CHIEF COMPLIANCE OFFICER	6149705
FICARRA, THOMAS JOSEPH	DIRECTOR	5502295
LANSING, RYAN WILLIAM	DIRECTOR	5408916
MCKISSICK, JOHN JOSEPH	PRINCIPAL OPERATIONS OFFICER	4939416
THOMASSON, SEAN JOSEPH	FINANCIAL PRINCIPAL	5124423

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James D. Newman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Daniel Newman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TMC BONDS L.L.C.

GARDNYR MICHAEL CAPITAL, INC.

TMC BONDS L.L.C.

CHAPDELAINE TULLETT PREBON, LLC

FAHNESTOCK INTERNATIONAL INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/3/2008

SIE

Date: 10/1/2018

Series 7

Date: 12/14/2007

Series 52

Date: 12/20/1993

Series 53

Date: 10/28/2013

FINRA

Current Firm

ICE BONDS SECURITIES CORPORATION

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ICE BONDS SECURITIES CORPORATION

TRUST BUT VERIFY

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