Maria A. Rutter
Professional summary
Maria Ann Rutter, who also goes by Maria Ann Bifulco, is a registered financial professional currently at BUCKRAM SECURITIES LTD located in Locust Valley, New York.
Maria is registered as a RR (Registered Representative) and started their career in finance in 1986. Maria has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria Ann Rutter's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2014 - Present
BUCKRAM SECURITIES LTD
Office #1: 168 Forest Avenue Suite 202, Locust Valley, NY 11560May 6, 1997 - December 14, 2012
CAPITAL ONE INVESTMENT SERVICES LLC
January 22, 1997 - May 6, 1997
AMERITRADE INSTITUTIONAL SERVICES, INC.
May 30, 1986 - December 16, 1995
BNY BROKERAGE, INC.
Primary Firm SEC Registration
BUCKRAM SECURITIES LTD
CRD#: 126976 / SEC#: 801-110136, 8-65939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2017)
(7/12/2017)
(11/10/2014)
(2/20/2023)
(7/12/2017)
(11/10/2014)
(4/27/2015)
Exams
FINRA
Current Firm
BUCKRAM SECURITIES LTD
CRD#: 126976 / SEC#: 801-110136, 8-65939
Contact information
SEC notice filing (7 States and Territories)
FINRA licenses (18 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEBUONA, PETER PHILIP | PRESIDENT/CCO | |
| DEBUONA, JANE MARIE | FINOP | 5394679 |
| FILIPPONE, ERIC MATTHEW | PRINCIPAL | |
| RUTTER, MARIA ANN | PRINCIPAL |
Regulatory assets under management
| Total Number of Accounts | 133 |
| AUM (Assets Under Management) | $ 92,729,815 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
