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MR

Maria A. Rutter

BUCKRAM SECURITIES LTD
Locust Valley, NY 11560
Some features on this profile are disabled
CRD#: 1452884
MR

Professional summary


Maria Ann Rutter, who also goes by Maria Ann Bifulco, is a registered financial professional currently at BUCKRAM SECURITIES LTD located in Locust Valley, New York.

Maria is registered as a RR (Registered Representative) and started their career in finance in 1986. Maria has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Maria Ann Bifulco

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Maria Ann Rutter's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 10, 2014 - Present

BUCKRAM SECURITIES LTD

Office #1: 168 Forest Avenue Suite 202, Locust Valley, NY 11560
RIA
BD
CRD#: 126976
Locust Valley, NY
Past

May 6, 1997 - December 14, 2012

CAPITAL ONE INVESTMENT SERVICES LLC

BD
CRD#: 25658
MELVILLE, NY
Past

January 22, 1997 - May 6, 1997

AMERITRADE INSTITUTIONAL SERVICES, INC.

BD
CRD#: 22578
OMAHA, NE
Past

May 30, 1986 - December 16, 1995

BNY BROKERAGE, INC.

BD
CRD#: 17481
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BUCKRAM SECURITIES LTD
BUCKRAM SECURITIES LTD

CRD#: 126976 / SEC#: 801-110136, 8-65939

RIA
Registered Investment Advisory firm - SEC (3/17/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/12/2017)
RR
District of Columbia
(7/12/2017)
RR
Florida
(11/10/2014)
RR
Indiana
(2/20/2023)
RR
New Jersey
(7/12/2017)
RR
New York
(11/10/2014)
RR
Pennsylvania
(4/27/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 3/10/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BUCKRAM SECURITIES LTD
BUCKRAM SECURITIES LTD

CRD#: 126976 / SEC#: 801-110136, 8-65939

RIA
Registered Investment Advisory firm - SEC (3/17/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
168 Forest Avenue Suite 202, Locust Valley, NY 11560
Mailing Address
168 Forest Avenue Suite 202, Locust Valley, NY 11560
Phone number
(516) 759-7400
Established
Delaware since 02/26/2003
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees
3

SEC notice filing (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BROCHURE - FORM ADV PART2A (2/26/2025)

Direct owners and executive officers


NamePositionCRD#
DEBUONA, PETER PHILIPPRESIDENT/CCO
DEBUONA, JANE MARIEFINOP5394679
FILIPPONE, ERIC MATTHEWPRINCIPAL
RUTTER, MARIA ANNPRINCIPAL

Regulatory assets under management


Total Number of Accounts133
AUM (Assets Under Management)$ 92,729,815

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BUCKRAM SECURITIES LTD

CRD#: 126976Locust Valley, NY 11560

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