Maria Ann Rutter
Professional Summary
Maria Ann Rutter, who also goes by Maria Ann Bifulco, is a registered financial advisor currently at BUCKRAM SECURITIES LTD located in Locust Valley, New York. Maria is registered as a RR (Registered Representative) and started their career in finance in 1986. Maria has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Maria Ann Bifulco
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
BUCKRAM SECURITIES LTD
Contact Information
Main Address
168 Forest Avenue Suite 202, Locust Valley, NY 11560Mailing Address
168 Forest Avenue Suite 202, Locust Valley, NY 11560Phone Number
(516) 759-7400Established
Delaware since 02/26/2003Firm Type
Other Types of Legal FormationFiscal Year End
DecemberFirm Size
Small# of Employees
3SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
FINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DEBUONA, PETER PHILIP | PRESIDENT/CCO | — |
| DEBUONA, JANE MARIE | FINOP | 5394679 |
| FILIPPONE, ERIC MATTHEW | PRINCIPAL | — |
| RUTTER, MARIA ANN | PRINCIPAL | — |
Regulatory Assets Under Management
Total Number of Accounts
173AUM (Assets Under Management)
$117,253,324Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BUCKRAM SECURITIES LTD
State Registrations and Notice Filings
(7/12/2017)
(7/12/2017)
(11/10/2014)
(2/20/2023)
(7/12/2017)
(11/10/2014)
(4/27/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Maria Ann Rutter's CRS (Customer Relationship Summary).
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