Brian J. Keogh
Professional summary
Brian Joseph Keogh is a registered financial professional currently at WALLEYE TRADING LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1986. Brian has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Keogh's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2011 - Present
WALLEYE TRADING LLC
Office #1: 315 Park Ave S Floor 17 & 18, New York, NY 10010April 12, 1993 - April 4, 1996
RBC CAPITAL MARKETS, LLC
April 6, 1988 - April 12, 1993
DAIN RAUSCHER INCORPORATED
May 6, 1986 - July 2, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 1986 - March 5, 1986
MIDWEST DISCOUNT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 10/25/2011
Proprietary Trader Qualification ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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