William Robert Britton
Professional Summary
William Robert Britton is a registered financial advisor currently at SUNDIAL GROUP, LLC located in Ft. Lauderdale, Florida. William is registered as a RR (Registered Representative) and started their career in finance in 2012. William has worked at 1 firm and has passed the Series 99TO, SIE, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
SUNDIAL GROUP, LLC
Contact Information
Main Address
200 East Broward Boulevard Suite 1200, Ft. Lauderdale, FL 33301Mailing Address
200 East Broward Boulevard Suite 1200, Ft. Lauderdale, FL 33301Phone Number
(954) 990-6209Established
Florida since 04/27/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOUNTAINSIDE HOLDINGS, LLC | MANAGING MEMEBR | — |
| BRITTON, WILLIAM ROBERT | PRESIDENT/ CEO/ CCO/ ELECTED MANAGER | — |
| BURNS, DAVID CARROLL | PRINCIPAL/ ELECTED MANAGER | — |
| JOHNSON, KRISTY KAY | FINOP/CFO | 4470948 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/10/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2011About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William Robert Britton's CRS (Customer Relationship Summary).
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