James M. Perkins

QUANTUM PRIVATE WEALTH

Tampa, FL 33602

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CRD#: 1452088

Professional summary

James Marshall Perkins is a registered financial advisor currently at QUANTUM PRIVATE WEALTH, LLC located in Tampa, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fixed/Traditional Insurance - Agent -4/9/2020 - 2 business hours a month - 2 securities hours a month - sales of fixed/traditional insurance products 2) Playability Toys; Not investment-related; 1861 W. Grant Rd., Tucson, AZ 85745, Manufactures toys for children with special needs; Position: Board member. Start date-04/2015; Spends 1-3 hours per month. 1 hour per month during securities trading hours. 3) Recovery Connections of Central Florida; Not investment-related; 7912 Forest City Road, Ste. 101, Orlando, FL 32810; Independent non-profit organization assisting those seeking recovery from addiction. Position: Board member. Start date-10/2021; Spends 2-4 hours per month. 1-2 hour per month during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Marshall Perkins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2020 - Present

QUANTUM PRIVATE WEALTH, LLC

Office #1: 400 N. Ashley Drive Suite 1900, Tampa, FL 33602

RIA

CRD#: 307358

Tampa, FL

Past

April 9, 2020 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Lake Forest, IL

Past

September 22, 2006 - May 8, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NORTHBROOK, IL

Past

September 22, 2006 - May 8, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NORTHBROOK, IL

Past

January 16, 2001 - September 29, 2006

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

CHICAGO, IL

Past

January 13, 2001 - September 29, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

CHICAGO, IL

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

December 15, 1994 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

February 2, 1988 - December 22, 1994

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

February 11, 1986 - March 5, 1988

MOSELEY SECURITIES CORPORATION

CRD#: 7908

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUANTUM PRIVATE WEALTH, LLC

QPWFL LLC | QUANTUM PRIVATE WEALTH, LLC

CRD#: 307358 / SEC#: 801-118195

RIA

Registered Investment Advisory firm - (3/9/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/26/2022)

IAR

Illinois
(4/9/2020)

IAR

Michigan
(4/13/2022)

IAR

Texas
(4/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/22/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Current Firm

QUANTUM PRIVATE WEALTH, LLC

QPWFL LLC | QUANTUM PRIVATE WEALTH, LLC

CRD#: 307358 / SEC#: 801-118195

RIA

Registered Investment Advisory firm - (3/9/2020 Approved)

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Contact information

Main Address

400 N. Ashley Drive Suite 1900, Tampa, FL 33602

Mailing Address

Phone number

(847) 474-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUANTUM PRIVATE WEALTH, LLC ADV BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 375,509,248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

James M. Perkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Marshall Perkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

J.P. MORGAN SECURITIES LLC

MOSELEY SECURITIES CORPORATION

Primary Firm SEC Registration

QUANTUM PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/1997

Series 63

Date: 2/18/1986

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 8/22/1988

Series 7

Date: 1/18/1986

Current Firm

QUANTUM PRIVATE WEALTH, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUANTUM PRIVATE WEALTH, LLC

TRUST BUT VERIFY

Contact information

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