Mark D. Manber

INVESTMENT RESEARCH CORP

KINGWOOD, TX 77339

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CRD#: 1452067

Professional summary

Mark D Manber is a registered financial advisor currently at INVESTMENT RESEARCH CORP located in Kingwood, Texas and WORLD CAPITAL BROKERAGE, INC. located in Denver, Colorado.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mark Manber, EA, ENROLLED AGENT(EA) - TAX PROFESSIONAL, INVESTMENT RELATED, SINCE 3/'04 SELF EMPLOYED, 439 GRAND AVE. #201 SOUTH SAN FRANCISCO CA 94080 20 HOURS/WEEK during tax season, UNITED AIR LINES, IAH AIRPORT, HOUSTON, TX Customer Service Representative, assists international travelers and operates jetways to aircraft, 4/'97, 50 hours/month, 5 during trading hours, not investment related, INVESTMENT RESEARCH CORP, investment related, Denver, CO, fee based investment advisory, Investment Advisor Reprsentative, 5/2017 to present, 5 hours/month, 1- 2 hours during trading time, duties are to help clients achieve their financial objectives in a fee based format

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark D Manber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2017 - Present

INVESTMENT RESEARCH CORP

Office #1: 150 Northpark Plaza Drive #1212, Kingwood, TX 77339

RIA

CRD#: 108208

KINGWOOD, TX

Current

December 6, 2007 - Present

WORLD CAPITAL BROKERAGE, INC.

Office #1: 1636 N. Logan Street, Denver, CO 80203

CRD#: 37

Denver, CO

Past

July 8, 1997 - December 14, 2007

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

SOUTH SAN FRANCISCO, CA

Past

October 27, 1992 - December 14, 2007

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

SOUTH SAN FRANCISCO, CA

Past

December 14, 1990 - November 11, 1992

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

September 20, 1989 - December 31, 1990

DERAND/PENNINGTON/BASS, INC.

CRD#: 4679

Past

May 23, 1988 - October 18, 1989

MESA SECURITIES CORPORATION

CRD#: 15206

Past

January 17, 1986 - May 24, 1988

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/13/2018)

Arizona
(12/6/2007)

California
(12/6/2007)

IAR

California
(5/31/2017)

Colorado
(8/15/2018)

Florida
(7/13/2018)

Hawaii
(12/6/2007)

Kentucky
(5/17/2013)

New York
(12/6/2007)

North Carolina
(12/6/2007)

IAR

North Carolina
(6/13/2017)

Texas
(2/11/2011)

IAR

Texas
(6/13/2017)

Virginia
(12/6/2007)

IAR

Virginia
(6/13/2017)

Washington
(12/6/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/16/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/16/1996

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

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Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark D. Manber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark D Manber's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD CAPITAL BROKERAGE, INC.

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

AMERICAN GENERAL SECURITIES INCORPORATED

DERAND/PENNINGTON/BASS, INC.

MESA SECURITIES CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2017

Series 63

Date: 5/8/1996

SIE

Date: 10/1/2018

Series 7

Date: 6/27/1994

Series 6

Date: 1/16/1986

Series 26

Date: 5/16/1996

FINRA

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

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