Charles E. Stockham

IA NETWORK

Pinehurst, NC 28374

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CRD#: 1450631

Professional summary

Charles Edward Stockham, AIF® is a registered financial advisor currently at IA NETWORK, LLC located in Pinehurst, North Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Charles has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 72, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) IA Network d/b/a STOCKHAM FINANCIAL. Investment related. Office of Employment Address. Advisory Business. Advisor. 07/2022. 100 hrs/mo. 100 hrs during trading. Investment Advisory, client meetings, account management and review etc. 2.) CSKS Investment Group LLC. Not investment related. 90 Aviemore Dr, Pinehurst, NC 28374, LLC holds commercial rental building. Manager and Co-owner along with my wife Kathleen. 2014. 2hrs/mo 0 hrs per trading. Maintain bank and expense records monthly and prep for and file income taxes. The LLC does pay rental income to me as 1099 income. 3.) MPM Investment Group, LLC. Not investment related. Office of employment address. LLC holds family farm land in Alabama. Manager and co-owner along with my wife Kathleen. 2003. 2 hrs/mo 0 hrs during trading. Maintain bank and expense records monthly and prep for and file income taxes and annual reports. No compensation for these duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Stockham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 28, 2022 - Present

IA NETWORK, LLC

Office #1: 90 Aviemore Drive, Pinehurst, NC 28374

RIA

CRD#: 319096

Pinehurst, NC

Past

July 29, 2022 - October 19, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Pinehurst, NC

Past

November 12, 2020 - July 28, 2022

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

PINEHURST, NC

Past

July 2, 2012 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

PINEHURST, NC

Past

April 29, 2002 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

PINEHURST, NC

Past

December 15, 1994 - July 28, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

PINEHURST, NC

Past

February 28, 1992 - December 23, 1994

FIRST AFFILIATED SECURITIES

CRD#: 23737

LA JOLLA, CA

Past

September 8, 1989 - March 17, 1992

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

February 19, 1986 - September 28, 1989

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IA NETWORK, LLC

CRD#: 319096 / SEC#: 801-123452

RIA

Registered Investment Advisory firm - (3/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/20/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/21/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/9/1992

General Securities Principal Examination

Current Firm

IA NETWORK, LLC

CRD#: 319096 / SEC#: 801-123452

RIA

Registered Investment Advisory firm - (3/15/2022 Approved)

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Contact information

Main Address

210 N Church St Suite 1905, Charlotte, NC 28202

Mailing Address

Phone number

(704) 272-1211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IA NETWORK ADV 2A (2/20/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 183,507,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles E. Stockham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Stockham's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST AFFILIATED SECURITIES

BANC OF AMERICA INVESTMENT SERVICES, INC.

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

IA NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/20/2012

Series 63

Date: 2/21/1986

Series 99TO

Date: 1/2/2023

Series 72

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/15/1986

Series 24

Date: 6/9/1992

Current Firm

IA NETWORK, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IA NETWORK, LLC

TRUST BUT VERIFY

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