Kevin F. Crook
CITIZENS SECURITIES | Financial Advisor
Warrington, PA 18976
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CRD#: 1450513
Professional summary
Kevin Francis Crook, CIMA®, who also goes by Kevin F Crook, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Warrington, Pennsylvania.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Kevin has worked at 16 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin F Crook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Francis Crook's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin Francis Crook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 9, 2023 - Present
CITIZENS SECURITIES, INC.
Office #1: 600 Easton Rd Mailstop: 19b-0238, Warrington, PA 18976Office #2: 559 North Main Street Ms: Pa388, Doylestown, PA 18901Office #3: 706 Stony Hill Rd Pa243, Yardley, PA 19067RIA
BD
CRD#: 39550
Warrington, PA
Current
May 9, 2023 - Present
CITIZENS SECURITIES, INC.
Office #1: 600 Easton Rd Mailstop: 19b-0238, Warrington, PA 18976Office #2: 559 North Main Street Ms: Pa388, Doylestown, PA 18901Office #3: 706 Stony Hill Rd Pa243, Yardley, PA 19067RIA
BD
CRD#: 39550
Warrington, PA
Past
March 29, 2021 - April 28, 2023
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
NEWTOWN, PA
Past
February 8, 2021 - April 28, 2023
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
NEWTOWN, PA
Past
December 13, 2017 - July 18, 2018
WAYPOINT DIRECT INVESTMENTS, LLC
BD
CRD#: 132475
STAMFORD, CT
Past
October 1, 2015 - January 26, 2017
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
DES MOINES, IA
Past
September 9, 2014 - January 26, 2017
PRINCIPAL ASSET MANAGEMENT
RIA
CRD#: 109002
YARDLEY, PA
Past
August 28, 2014 - September 9, 2014
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
Yardle, PA
Past
July 24, 2014 - January 26, 2017
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
January 2, 2013 - December 12, 2013
IMST DISTRIBUTORS, LLC
BD
CRD#: 130745
PORTLAND, ME
Past
January 7, 2011 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
BD
CRD#: 127700
MILWAUKEE, WI
Past
June 18, 2009 - December 31, 2010
W. P. STEWART SECURITIES LLC
BD
CRD#: 40964
NEW YORK, NY
Past
January 28, 2005 - September 9, 2008
COHEN & STEERS SECURITIES, LLC
BD
CRD#: 29258
NEW YORK, NY
Past
May 15, 2003 - January 3, 2005
BNY MELLON SECURITIES CORPORATION
RIA
CRD#: 231
NEW YORK, NY
Past
November 4, 2002 - January 6, 2005
LIGHTHOUSE DREYFUS GROWTH ADVISORS
RIA
CRD#: 123455
NEW YORK, NY
Past
May 20, 1997 - January 3, 2005
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
September 20, 1994 - February 9, 1996
WM FUND SERVICES, INC.
BD
CRD#: 30763
SEATTLE, WA
Past
February 2, 1990 - August 18, 1994
COLONIAL INVESTMENT SERVICES
BD
CRD#: 25929
Past
June 10, 1986 - February 2, 1990
COLONIAL INVESTMENT SERVICES, INC.
BD
CRD#: 167
Past
January 21, 1986 - July 1, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/1/2025)
IAR
Arizona(4/14/2025)
RR
California(3/25/2026)
IAR
California(3/27/2026)
RR
New Hampshire(3/25/2026)
IAR
New Hampshire(3/26/2026)
RR
New Jersey(1/2/2024)
IAR
New Jersey(1/2/2024)
RR
New York(1/2/2024)
IAR
New York(1/2/2024)
RR
Pennsylvania(5/9/2023)
IAR
Pennsylvania(5/9/2023)
RR
South Carolina(6/2/2025)
IAR
South Carolina(6/3/2025)
RR
Texas(3/25/2026)
IAR
Texas(3/27/2026)
RR
Virginia(7/30/2025)
IAR
Virginia(7/31/2025)
RR
Washington(3/25/2026)
IAR
Washington(3/26/2026)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
Financial AdvisorCRD#: 39550Warrington, PA 18976TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
