Marc P. Hujik

PROPHET WEALTH MANAGEMENT

KENOSHA, WI 53140

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CRD#: 1450492

Professional summary

Marc Paul Hujik is a registered financial advisor currently at PROPHET WEALTH MANAGEMENT located in Kenosha, Wisconsin.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Marc has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A MEMBER/MANAGER OF FOUR WISCONSIN LLCS THAT ARE PERSONAL/FAMILY INVESTMENT VEHICLES THAT DO NOT CONDUCT ANY BUSINESS WITH REGISTERED SECURITIES OR ANY OF MY CLIENTS AT PROPHET ASSET MANAGEMENT,INC. THE LLCS ARE PRIMARILY INVESTED IN REAL ESTATE AND ONE HOLDS AN INTEREST IN TWO SMALL NOT TRADED PRIVATE ENTERPRISES. I SPEND NO MORE THAN 3 HOURS A WEEK ON THESE LLCS AND ZERO HOURS DURING THE TRADING DAY. THE NAMES OF THE LLCS ARE: NRG LLC HARBOR PARK INVESTMENTS LLC (OWNS 1 BUILDING AND DOES NOTHING INVESTMENT RELATED) I AM ALSO A FOUNDER OF SOUTH PORT BANK, KENOSHA, WI. I AM NOT ON BOARD AND NOT ACTIVE. Prophet Vineyard 6049 Bethel Heights Rd NW Salem, OR 97304 Owner/Manager Not investment related 4 hours/month during trading hours. Domaine 524, LLC Winery Owner Since 02/2015 Not investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Paul Hujik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 1999 - Present

PROPHET WEALTH MANAGEMENT

Office #1: 708 57th Street, Kenosha, WI 53140

RIA

CRD#: 113481

KENOSHA, WI

Past

May 30, 2000 - March 16, 2001

VISIBLE MARKETS, INC.

CRD#: 103842

BOSTON, MA

Past

September 17, 1996 - March 30, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 24, 1994 - December 21, 1995

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

June 6, 1989 - May 20, 1993

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/5/2011)

IAR

Texas
(1/11/2022)

IAR

Wisconsin
(10/7/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/29/1994

General Securities Principal Examination

Current Firm

PROPHET WEALTH MANAGEMENT

PROPHET ASSET MANAGEMENT | PROPHET WEALTH MANAGEMENT | PROPHET ASSET MANAGEMENT , INC.

CRD#: 113481 / SEC#: 801-68628

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Illinois

Registered Investment Advisory firm - (5/11/2012 Approved)

Texas

Registered Investment Advisory firm - (1/11/2022 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (3/30/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

708 57th Street, Kenosha, WI 53140

Mailing Address

Phone number

(262) 657-5555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	267
AUM (Assets Under Management)	$ 66,569,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marc P. Hujik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Paul Hujik's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROPHET WEALTH MANAGEMENT

VISIBLE MARKETS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/15/1996

Series 7

Date: 9/16/1989

Series 24

Date: 12/29/1994

Current Firm

PROPHET WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROPHET WEALTH MANAGEMENT

TRUST BUT VERIFY

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