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Porter Bernard Bingham

CRD# 1450227·Registered 1986 - 2006
Barred: Porter Bernard Bingham was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Porter Bernard Bingham was a registered financial advisor. Porter was a previously registered financial professional and started their career in finance 1986 - 2006. Porter had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

THE MALACHI GROUP, INC.·CRD# 42320
BD
Atlanta, GA
March 19, 1997 - April 20, 2006
VANGUARD CAPITAL·CRD# 22081
BD
Del Mar, CA
January 30, 1997 - March 26, 1997
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
May 10, 1995 - January 21, 1997
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
October 24, 1991 - March 3, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
March 2, 1988 - October 22, 1991
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
May 23, 1986 - October 30, 1987
MORGAN STANLEY DW INC.·CRD# 7556
BD
May 23, 1986 - March 1, 1988

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Current Firm

TM
THE MALACHI GROUP, INC.

THE MALACHI GROUP, INC.

CRD#: 42320 / SEC#: 8-49804
BD
Cancelled by SEC on 08/11/2006

Contact Information

Established

Georgia since 10/25/1996

Firm Type

Corporation

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
MALACHI HOLDINGS , INC.SHAREHOLDER—
BINGHAM, PORTER BERNARDPRESIDENT/DIRECTOR, SECURITIES SALES SUPERVISOR1450227
BUTTS, HAL JR.FINANCIAL & OPERATIONS PRINCIPAL4029277
DIGGS, THOMAS JRDIRECTOR OF OPERATIONS/COMPLIANCE2076538
PEDROSO, BELINDA MARIAMUNICIPAL SECURITIES PRINCIPAL2793479

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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