Michael E. Schultz

VENN WEALTH & BENEFIT SERVICES

ALTOONA, PA 16602

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CRD#: 1449585

Professional summary

Michael Edward Schultz, who also goes by Michael Schultz, Mike Schultz, is a registered financial advisor currently at VENN WEALTH & BENEFIT SERVICES, LLC located in Altoona, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 10 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Schultz | Mike Schultz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Schultz is also licensed to sell insurance as an independent agent under the same business name. Mr. Schultz may spend up to 10% of his time on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Schultz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2004 - Present

VENN WEALTH & BENEFIT SERVICES, LLC

Office #1: 210 E. Plank Road, Ste 1c, Altoona, PA 16602

RIA

CRD#: 129865

ALTOONA, PA

Past

November 5, 2003 - December 31, 2006

TRIAD ADVISORS LLC

CRD#: 25803

ALTOONA, PA

Past

September 8, 2003 - October 15, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

ALTOONA, PA

Past

February 13, 2001 - October 15, 2003

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

November 6, 1996 - October 1, 1997

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

December 5, 1995 - August 28, 1996

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

November 3, 1994 - July 31, 1995

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

September 2, 1993 - October 14, 1994

BRYN MAWR SECURITIES INC.

CRD#: 17953

KING OF PRUSSIA, PA

Past

December 11, 1990 - December 31, 1991

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

January 4, 1988 - December 15, 1990

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

February 4, 1986 - December 31, 1987

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/8/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/15/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/8/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/12/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/3/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VENN WEALTH & BENEFIT SERVICES, LLC

CRD#: 129865 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/8/2004 Approved)

Tennessee

Registered Investment Advisory firm - (4/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

210 E. Plank Road, Ste 1c, Altoona, PA 16602

Mailing Address

Phone number

(814) 943-3660

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 30,927,886

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael E. Schultz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Edward Schultz's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

INVESTORS CAPITAL CORP.

MARINER FINANCIAL SERVICES, INC.

IFMG SECURITIES, INC.

BRYN MAWR SECURITIES INC.

CETERA ADVISORS LLC

MUTUAL SERVICE CORPORATION

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/15/2001

Series 63

Date: 1/8/1986

Series 7

Date: 2/12/2001

Series 6

Date: 2/3/1986

Current Firm

VENN WEALTH & BENEFIT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VENN WEALTH & BENEFIT SERVICES, LLC

TRUST BUT VERIFY

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