Bradford L. Cornell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford Lee Cornell was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 1986. Bradford had worked at 9 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2022 - May 8, 2023
TAPP ENGINE SECURITIES
October 6, 2021 - May 10, 2022
VELOCITY CLEARING, LLC
October 15, 2008 - July 1, 2019
LPL FINANCIAL LLC
March 22, 2000 - February 2, 2012
UVEST FINANCIAL SERVICES GROUP, INC.
July 14, 1997 - April 6, 2000
TRANSAMERICA SECURITIES SALES CORPORATION
December 11, 1995 - May 2, 1997
INVEST FINANCIAL CORPORATION
September 17, 1994 - November 21, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 1987 - December 13, 1988
UBS FINANCIAL SERVICES INC.
January 21, 1986 - August 8, 1986
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TAPP ENGINE SECURITIES
CRD#: 314806 / SEC#: , 8-70723
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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