Gary W. Schlaffer

ALEXANDER RANDOLPH ADVISORY

Reston, VA 20191

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CRD#: 1449426

Professional summary

Gary William Schlaffer is a registered financial advisor currently at ALEXANDER RANDOLPH ADVISORY INC located in Reston, Virginia.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Gary has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary William Schlaffer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 1994 - Present

ALEXANDER RANDOLPH ADVISORY INC

Office #1: 1902 Campus Commons Drive Suite 410, Reston, VA 20191

RIA

CRD#: 106024

Reston, VA

Past

December 12, 1995 - March 29, 1996

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

GLEN ALLEN, VA

Past

March 13, 1989 - December 14, 1993

HILL MURRIN SECURITIES, INC.

CRD#: 15925

VIENNA, VA

Past

July 15, 1987 - December 30, 1988

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

March 21, 1986 - August 19, 1986

SIGNATOR INVESTORS, INC.

CRD#: 468

Past

December 23, 1985 - January 30, 1986

AIMAS SECURITIES CORPORATION

CRD#: 14462

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALEXANDER RANDOLPH ADVISORY INC

CRD#: 106024 / SEC#: 801-39091

RIA

Registered Investment Advisory firm - (6/26/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/11/2017)

IAR

Virginia
(12/8/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/21/1985

General Securities Representative Examination

Current Firm

ALEXANDER RANDOLPH ADVISORY INC

CRD#: 106024 / SEC#: 801-39091

RIA

Registered Investment Advisory firm - (6/26/1991 Approved)

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Contact information

Main Address

8200 Greensboro Drive Suite 1125, Mclean, VA 22102

Mailing Address

Phone number

(703) 734-1507

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV CURRENT (3/28/2025)

Regulatory assets under management

Total Number of Accounts	488
AUM (Assets Under Management)	$ 363,756,323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Gary W. Schlaffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary William Schlaffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITOL SECURITIES MANAGEMENT, INC.

HILL MURRIN SECURITIES, INC.

GROVE POINT INVESTMENTS, LLC

SIGNATOR INVESTORS, INC.

AIMAS SECURITIES CORPORATION

Primary Firm SEC Registration

ALEXANDER RANDOLPH ADVISORY INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/1993

Series 63

Date: 8/4/1987

Series 7

Date: 12/21/1985

Current Firm

ALEXANDER RANDOLPH ADVISORY INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALEXANDER RANDOLPH ADVISORY INC

TRUST BUT VERIFY

Contact information

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