John F. Davenport

DAVENPORT & ASSOCIATES

Norwalk, CT 06854

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CRD#: 1448999

Professional summary

John Francis Davenport, who also goes by John F Davenport, is a registered financial advisor currently at DAVENPORT & ASSOCIATES, INC. located in Norwalk, Connecticut.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. John has worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John F Davenport

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Business Entity: J. Davenport Legal LLC; Business Activity: Estate Planning/Attorney; Address: 800 Connecticut Ave Ste E401; Duties of Position: Attorney; Title: Owner; Start Date: 08/2022; Approx. # of hours a month spent on activity: 15; Approx. # of hours a month spent during trading hours: 15 2. Business Entity: LPBP Financial LLC; Business Activity: Insurance; Address: 800 Connecticut Ave Ste E401; Duties of Position: Sell, FIA and Life Insurance; Title: Owner; Start Date: 11/2022; Approx. # of hours per month spent on activity: 80; Approx. # of hours a month spent during trading hours: 80

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Davenport's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 13, 2023 - Present

DAVENPORT & ASSOCIATES, INC.

Office #1: 800 Connecticut Avenue Suite E401, Norwalk, CT 06854

RIA

CRD#: 327796

Norwalk, CT

Past

March 24, 2023 - May 22, 2023

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

Norwalk, CT

Past

October 28, 2016 - December 31, 2021

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Norwalk, CT

Past

October 21, 2016 - March 14, 2023

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

Norwalk, CT

Past

May 2, 2014 - October 25, 2016

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

NORWALK, CT

Past

May 2, 2014 - October 25, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

NORWALK, CT

Past

November 16, 2012 - November 15, 2013

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

SAN DIEGO, CA

Past

November 1, 2012 - May 8, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

NORWALK, CT

Past

February 20, 2007 - November 14, 2012

SII INVESTMENTS, INC.

RIA

CRD#: 2225

NORWALK, CT

Past

February 9, 2007 - November 14, 2012

SII INVESTMENTS, INC.

CRD#: 2225

NORWALK, CT

Past

April 28, 2006 - June 19, 2007

DAVENPORT & ASSOCIATES, INC.

RIA

CRD#: 134355

WHITE PLAINS, NY

Past

May 20, 2003 - January 18, 2007

OSAIC WEALTH, INC.

CRD#: 23131

WHITE PLAINS, NY

Past

February 5, 1999 - May 27, 2003

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

October 2, 1997 - March 4, 1999

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

December 24, 1996 - September 24, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 13, 1995 - January 4, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 6, 1994 - January 13, 1995

BROADPOINT DESCAP

CRD#: 14997

NEW YORK, NY

Past

January 22, 1988 - November 29, 1991

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

February 14, 1986 - August 7, 1987

MONY SECURITIES CORPORATION

CRD#: 4386

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DAVENPORT & ASSOCIATES, INC.

DAVENPORT & ASSOCIATES | J. DAVENPORT ADVISORS, LLC | J. DAVENPORT & ASSOCIATES, INC. | DAVENPORT & ASSOCIATES, INC.

CRD#: 327796 / SEC#:

Connecticut

Registered Investment Advisory firm - (10/13/2023 Approved)

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Contact information

Main Address

800 Connecticut Avenue Suite E401, Norwalk, CT 06854

Mailing Address

Phone number

(203) 853-6300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 4,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John F. Davenport

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Davenport's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKRIDGE ASSET MANAGEMENT, LLC

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

THE RETIREMENT GROUP, LLC

FSC SECURITIES CORPORATION

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

DAVENPORT & ASSOCIATES, INC.

OSAIC WEALTH, INC.

PRIME CAPITAL SERVICES, INC.

SUNPOINT SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

BROADPOINT DESCAP

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2024

Series 63

Date: 9/20/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/12/1995

Series 6

Date: 6/3/1994

Current Firm

DAVENPORT & ASSOCIATES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DAVENPORT & ASSOCIATES, INC.

TRUST BUT VERIFY

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