John G. Black
Professional summary
John George Black, AIF®, who also goes by Jay Black, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Miami, Florida and CETERA WEALTH SERVICES, LLC located in Miami, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John George Black's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
August 22, 2019 - Present
CETERA WEALTH SERVICES, LLC
March 17, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
February 5, 2003 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
February 3, 2003 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
January 2, 2001 - February 18, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 2, 2001 - February 18, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 21, 1994 - January 2, 2001
JWGENESIS SECURITIES, INC.
September 21, 1987 - December 2, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 22, 1986 - September 22, 1987
BLINDER, ROBINSON & CO., INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2019)
(9/20/2019)
(9/20/2019)
(8/22/2019)
(4/7/2023)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(6/25/2024)
(9/20/2019)
(9/11/2024)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(6/29/2023)
(9/20/2019)
(9/20/2019)
(9/20/2019)
(9/1/2020)
Exams
Series 8
Date: 8/2/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
