Lawrence R. Schultz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Raymond Schultz was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1996. Lawrence had worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2008 - October 21, 2013
MNR EXECUTIONS, LLC
March 16, 2007 - April 30, 2008
DRO-WST TRADING, LLC
April 5, 2006 - March 2, 2007
EQUITEC STRUCTURED PRODUCTS,LLC
September 17, 2002 - November 10, 2005
SRT SECURITIES LLC
July 29, 1996 - May 20, 1997
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
MNR EXECUTIONS, LLC
CRD#: 146313 / SEC#: , 8-67814
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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