Stephanie Bosso

DINOSAUR FINANCIAL GROUP, L.L.C

NEW YORK, NY 10004

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CRD#: 1448208

Professional summary

Stephanie Bosso is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.

Stephanie is registered as a RR (Registered Representative) and started their career in finance in 1986. Stephanie has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephanie Bosso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2016 - Present

DINOSAUR FINANCIAL GROUP, L.L.C

Office #1: 33 Whitehall Street #1102, New York, NY 10004

CRD#: 104446

NEW YORK, NY

Past

November 26, 2014 - December 6, 2016

CANTONE RESEARCH INC.

CRD#: 26314

New York, NY

Past

November 26, 2007 - November 24, 2014

W.A. CAPITAL MARKETS

CRD#: 6292

NEW YORK, NY

Past

June 17, 2002 - October 4, 2007

MUNICIPAL PARTNERS, LLC

CRD#: 119992

NEW YORK, NY

Past

April 9, 2002 - August 8, 2002

MINT BROKERS

CRD#: 13681

NEW YORK, NY

Past

March 15, 2002 - March 22, 2002

W.A. CAPITAL MARKETS

CRD#: 6292

NEW YORK, NY

Past

February 3, 1997 - June 15, 2001

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

CRD#: 41282

FLORHAM PARK, NJ

Past

June 2, 1993 - January 10, 1997

TULLETT & TOKYO SECURITIES, INC.

CRD#: 19595

NEW YORK, NY

Past

October 22, 1986 - May 4, 1993

TITUS & DONNELLY LLC

CRD#: 7033

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(12/8/2016)

New York
(11/22/2016)

Exams

State Security Law Exam

Series 63

Date: 4/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DINOSAUR FINANCIAL GROUP, L.L.C

APB FINANCIAL GROUP | EAGLE BROKERS | DINOSAUR SECURITIES, L.L.C. | DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446 / SEC#: , 8-52908

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

33 Whitehall St 1102, New York, NY 10004

Mailing Address

33 Whitehall St 1102, New York, NY 10004

Phone number

(212) 448-9944

Established

Delaware since 05/11/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DINOSAUR GROUP HOLDINGS, LLC	PARENT
GIORGIO, ANTHONY JOSEPH	CCO/AMLCO	5489336
GROSSMAN, ELLIOT S	MANAGING DIRECTOR	5116278
GROSSMAN, GLENN ANDREW	PRESIDENT/CEO/MANAGING MEMBER	1657276
SULEYMANOV, ZAKHAR	CFO/FINOP	4927317

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephanie Bosso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephanie Bosso's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTONE RESEARCH INC.

W.A. CAPITAL MARKETS

MUNICIPAL PARTNERS, LLC

MINT BROKERS

W.A. CAPITAL MARKETS

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

TULLETT & TOKYO SECURITIES, INC.

TITUS & DONNELLY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/14/1997

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1986

FINRA

Current Firm

DINOSAUR FINANCIAL GROUP, L.L.C

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DINOSAUR FINANCIAL GROUP, L.L.C

TRUST BUT VERIFY

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