Vincent D. Carpenter

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CRD#: 1447642

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vincent Demetrius Carpenter was a registered financial professional .

Vincent is a previously registered financial professional and started their career in finance in 1986. Vincent had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 23, 2011 - September 1, 2016

MCLAUGHLIN RYDER INVESTMENTS, INC.

CRD#: 147529

CHESAPEAKE, VA

Past

February 21, 2008 - February 11, 2011

SEABOARD SECURITIES, INC.

CRD#: 755

CHESAPEAKE, VA

Past

May 31, 2007 - December 31, 2007

THE INVESTMENT CENTER, INC.

CRD#: 17839

CHESAPEAKE, VA

Past

June 24, 2004 - May 8, 2007

WRP INVESTMENTS, INC.

CRD#: 7365

CHESAPEAKE, VA

Past

November 21, 2001 - June 14, 2004

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

BOSTON, MA

Past

March 28, 1991 - November 21, 2001

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SCOTTSDALE, AZ

Past

January 13, 1988 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

January 13, 1988 - March 28, 1991

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 13, 1988 - March 28, 1991

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

January 6, 1986 - February 17, 1988

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCLAUGHLIN RYDER INVESTMENTS, INC.

MCLAUGHLIN RYDER INVESTMENTS, INC. | ZANDER EVANS SECURITIES, INC.

CRD#: 147529 / SEC#: 801-107125, 8-67911

RIA

Registered Investment Advisory firm - SEC (2/9/2016 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/27/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/1/1994

General Securities Principal Examination

Current Firm

MCLAUGHLIN RYDER INVESTMENTS, INC.

MCLAUGHLIN RYDER INVESTMENTS, INC. | ZANDER EVANS SECURITIES, INC.

CRD#: 147529 / SEC#: 801-107125, 8-67911

RIA

Registered Investment Advisory firm - SEC (2/9/2016 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1421 Prince Street Suite 200, Alexandria, VA 22314

Mailing Address

1421 Prince Street Suite 200, Alexandria, VA 22314

Phone number

(703) 684-9222

Established

Minnesota since 07/02/2007

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (20 States and Territories)

FINRA licenses (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MCLAUGHLIN RYDER WRAP PROGRAM BROCHURE (3/6/2025)

MCLAUGHLIN RYDER ADV PART 2A DISCLOSURE BROCHURE (3/6/2025)

Direct owners and executive officers

Name	Position	CRD#
THE MCLAUGHLIN COMPANIES, LLC	PARENT COMPANY
CUCHARALE, CATHERINE	CHIEF COMPLIANCE OFFICER	3054881
MCLAUGHLIN, SHAWN PATRICK	PRESIDENT, CEO	1232710
STAMOVA, ILINA	FINOP	5500851

Regulatory assets under management

Total Number of Accounts	706
AUM (Assets Under Management)	$ 471,632,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vincent D. Carpenter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SEABOARD SECURITIES, INC.

THE INVESTMENT CENTER, INC.

WRP INVESTMENTS, INC.

MAIN STREET MANAGEMENT COMPANY

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

LINCOLN NATIONAL PENSION INSURANCE COMPANY

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MCLAUGHLIN RYDER INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/1991

Series 63

Date: 2/27/1986

SIE

Date: 9/1/2016

Series 7

Date: 12/21/1985

Series 24

Date: 3/1/1994

Current Firm

MCLAUGHLIN RYDER INVESTMENTS, INC.

Contact information

SEC notice filing (20 States and Territories)

FINRA licenses (32 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

MCLAUGHLIN RYDER INVESTMENTS, INC.

TRUST BUT VERIFY

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