Michael A. Sanchez

INTEGRITY FINANCIAL

Malibu, CA 90265

Some features on this profile are disabled

CRD#: 1447606

Professional summary

Michael Anthony Sanchez is a registered financial advisor currently at INTEGRITY FINANCIAL CORPORATION located in Malibu, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7, Series 4, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(#1) FATHER BILL MOORE FOUNDATION FOR THE ARTS; NON-INVESTMENT RELATED; LA VERNE, CA; NON-PROFIT; DIRECTOR AND CORPORATE SECRETARY; JANUARY 2018; FOUR HRS/MONTH; ZERO HOURS/TRADING DAY; NON-PROFIT SUPPORTING THE ARTISTS AND COMMUNITY ARTS PROGRAMS. (#2) AMHERST-IAC; YES; 1413 BONITA AVENUE, LA VERNE, CA 91750; CONSULTANT TO START-UP INVESTMENT ADVISORS; SOLE PROPRIETOR; PRESIDENT; MARCH 2025; ZERO HOURS/MONTH; ZERO HOURS DEVOTED DURING TRADING HOURS; NO DUTIES WHATSOEVER AS ENTITY IS NON-OPERATING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Sanchez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2025 - Present

INTEGRITY FINANCIAL CORPORATION

Office #1: 24955 Pch Suite B202, Malibu, CA 90265

RIA

CRD#: 137125

Malibu, CA

Past

November 13, 2019 - January 22, 2024

LIDO

RIA

CRD#: 269866

LOS ANGELES, CA

Past

March 30, 2017 - November 8, 2019

BANYAN TREE SECURITIES, LLC

CRD#: 171479

TORRANCE, CA

Past

September 17, 2013 - November 8, 2019

BANYAN TREE ASSET MANAGEMENT, LLC

RIA

CRD#: 168384

TORRANCE, CA

Past

January 26, 2012 - December 10, 2013

AMERIVET SECURITIES, INC.

RIA

CRD#: 34786

NEW YORK, NY

Past

June 16, 2009 - December 10, 2013

AMERIVET SECURITIES, INC.

CRD#: 34786

NEW YORK, NY

Past

July 26, 2007 - January 23, 2009

GLENCREST INVESTMENT ADVISORS, INC.

RIA

CRD#: 119565

CLAREMONT, CA

Past

June 16, 2005 - March 19, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

GLENDORA, CA

Past

May 3, 2005 - March 19, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

GLENDORA, CA

Past

September 4, 2001 - March 8, 2005

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

October 26, 1998 - September 4, 2001

BEL AIR SECURITIES LLC

CRD#: 41477

BOSTON, MA

Past

October 6, 1997 - October 30, 1998

DABNEY FLANIGAN, LLC

CRD#: 43245

LOS ANGELES, CA

Past

March 17, 1997 - February 19, 1998

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

January 10, 1997 - March 17, 1997

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

July 3, 1990 - December 23, 1996

DABNEY/RESNICK/IMPERIAL, LLC

CRD#: 24367

BEVERLY HILLS, CA

Past

November 14, 1988 - March 19, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

June 4, 1987 - October 31, 1988

BA INVESTMENT SERVICES, INC.

CRD#: 12965

Past

January 23, 1986 - July 21, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY FINANCIAL CORPORATION

CRD#: 137125 / SEC#: 801-107275

RIA

Registered Investment Advisory firm - (2/16/2016 Approved)

California

Registered Investment Advisory firm - (3/18/2016 Terminated)

Florida

Registered Investment Advisory firm - (2/17/2016 Terminated)

Oregon

Registered Investment Advisory firm - (2/17/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (2/17/2016 Terminated)

Washington

Registered Investment Advisory firm - (3/17/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/24/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/21/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/7/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/14/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 7/14/1997

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 6/20/1997

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/24/1992

General Securities Principal Examination

Current Firm

INTEGRITY FINANCIAL CORPORATION

CRD#: 137125 / SEC#: 801-107275

RIA

Registered Investment Advisory firm - (2/16/2016 Approved)

California

Registered Investment Advisory firm - (3/18/2016 Terminated)

Florida

Registered Investment Advisory firm - (2/17/2016 Terminated)

Oregon

Registered Investment Advisory firm - (2/17/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (2/17/2016 Terminated)

Washington

Registered Investment Advisory firm - (3/17/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

680 S. Cache St. Suite 100 - 7403, Jackson, WY 83001

Mailing Address

24955 Pacific Coast Highway Suite B202, Malibu, CA 90265

Phone number

(800) 794-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFC ADV 2A 3.28.2025 (4/2/2025)

Regulatory assets under management

Total Number of Accounts	1,825
AUM (Assets Under Management)	$ 680,078,217

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sean Leonard

WELLS FARGO CLEARING SERVICES, LLC

IAR

Camarillo, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael A. Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIDO

BANYAN TREE SECURITIES, LLC

BANYAN TREE ASSET MANAGEMENT, LLC

AMERIVET SECURITIES, INC.

AMERIVET SECURITIES, INC.

GLENCREST INVESTMENT ADVISORS, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BEL AIR SECURITIES LLC

DABNEY FLANIGAN, LLC

FIRST ALLIED SECURITIES, INC.

ROUND HILL SECURITIES, INC.

DABNEY/RESNICK/IMPERIAL, LLC

DREXEL BURNHAM LAMBERT INCORPORATED

BA INVESTMENT SERVICES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

INTEGRITY FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 5/24/2017

Series 65

Date: 8/21/1996

SIE

Date: 10/1/2018

Series 31

Date: 6/7/2005

Series 7

Date: 1/18/1986

Series 4

Date: 11/14/1997

Series 53

Date: 7/14/1997

Series 27

Date: 6/20/1997

Series 24

Date: 1/24/1992

Current Firm

INTEGRITY FINANCIAL CORPORATION

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY FINANCIAL CORPORATION

TRUST BUT VERIFY

Similar Advisors