Andre I. Mcdonnaugh

AIMCDONNAUGH & CO.

Baldwin, NY 11510

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CRD#: 1446177

Professional summary

Andre Ian Mcdonnaugh, CFP® is a registered financial advisor currently at AIMCDONNAUGH & CO. INC. located in Baldwin, New York and DELPHIN INVESTMENTS located in Baldwin, New York.

Andre is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Andre has worked at 10 firms and has passed the Series 63, SIE, Series 99TO, Series 7TO, Series 6TO, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Tax Planning

Retirement Planning

Insurance Planning

Comprehensive Financial Planni...

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AIMCDONNAUGH & CO; INVESTMENT RELATED; 2425 GRAND AVE BALDWIN, NY 11510; STATUTORY AGENT/OWNER; STARTED 01/02/2002; 20 HRS/MTH; 0 HRS/MTH DURING ST HOURS; SALES OF AUTO AND HOME, BUSINESS INSURANCE. 2) AIM TAX SERVICE; NON-INVESTMENT RELATED; 2427 GRAND AVENUE BALDWIN NY; OWNER; STARTED 01/02/1999; 4 HRS/MTH; 4 HRS/MTH DURING ST HOURS; PREPARATION OF INCOME TAX RETURNS. 3) MCDONNAUGH SECURITIES, LLC; INVESTMENT-RELATED; 2425 GRAND AVE, BALDWIN, NY 11510; SECURITIES BROKER-DEALER; REGISTERED REPRESENTATIVE; START 12/2015; 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS; TRADE SECURITIES. 4) DELPHIN INVESTMENTS LLC ; INVESTMENT-RELATED; 2424 BROADWAY, BOX 273, NEW YORK, NY 10024; REGISTERED INVESTMENT ADVISER; INVESTMENT ADVISER REPRESENTATIVE; START 06/24/2024; PROVIDE INVESTMENT ADVISORY SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andre Ian Mcdonnaugh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

March 16, 2022 - Present

AIMCDONNAUGH & CO. INC.

Office #1: 2425 Grand Ave, Baldwin, NY 11510

RIA

CRD#: 124512

Baldwin, NY

Current

September 12, 2024 - Present

DELPHIN INVESTMENTS

Office #1: 2425 Grand Ave, Baldwin, NY 11510

RIA

CRD#: 149126

BALDWIN, NY

Current

October 7, 2020 - Present

MCDONNAUGH SECURITIES LLC

Office #1: 2425 Grand Ave., Baldwin, NY 11510Office #2: 2425 Grand Avenue, Baldwin, NY 11510

CRD#: 290233

Baldwin, NY

Past

June 21, 2021 - December 31, 2021

AIMCDONNAUGH & CO. INC.

RIA

CRD#: 124512

BALDWIN, NY

Past

December 7, 2015 - December 13, 2018

DELPHIN INVESTMENTS

RIA

CRD#: 149126

BALDWIN, NY

Past

September 25, 2002 - October 19, 2015

OSAIC WEALTH, INC.

CRD#: 23131

BALDWIN, NY

Past

April 10, 1997 - September 9, 2002

NORTH RIDGE SECURITIES CORP.

CRD#: 27098

MELVILLE, NY

Past

March 14, 1991 - April 9, 1997

JARON EQUITIES CORP.

CRD#: 5764

HICKSVILLE, NY

Past

August 22, 1988 - March 6, 1991

GLOBAL CAPITAL SECURITIES, INC.

CRD#: 13358

Past

November 20, 1987 - February 4, 1988

GLOBAL INVESTOR SECURITIES, INC.

CRD#: 7514

Past

September 15, 1987 - March 2, 1988

NATIONAL SECURITIES & RESEARCH CORPORATION

CRD#: 614

Past

January 20, 1986 - June 5, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(4/24/2025)

Florida
(6/16/2025)

IAR

New Jersey
(4/30/2025)

New Jersey
(7/8/2025)

IAR

New York
(3/16/2022)

New York
(7/8/2025)

Virginia
(7/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/8/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 3/16/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/17/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AIMCDONNAUGH & CO. INC.

CRD#: 124512 / SEC#:

Florida

Registered Investment Advisory firm - (4/24/2025 Approved)

New York

Registered Investment Advisory firm - (3/16/2022 Approved)

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Contact information

Main Address

2425 Grand Ave, Baldwin, NY 11510

Mailing Address

2425 Grand Ave, Baldwin, NY 11510

Phone number

(516) 442-1071

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 5,900,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Andre I. Mcdonnaugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andre Ian Mcdonnaugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELPHIN INVESTMENTS

MCDONNAUGH SECURITIES LLC

AIMCDONNAUGH & CO. INC.

DELPHIN INVESTMENTS

OSAIC WEALTH, INC.

NORTH RIDGE SECURITIES CORP.

JARON EQUITIES CORP.

GLOBAL CAPITAL SECURITIES, INC.

GLOBAL INVESTOR SECURITIES, INC.

NATIONAL SECURITIES & RESEARCH CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/2025

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

Series 6TO

Date: 1/2/2023

Series 7

Date: 3/16/1993

Series 6

Date: 1/17/1986

Series 24

Date: 1/2/2023

FINRA

Current Firm

AIMCDONNAUGH & CO. INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AIMCDONNAUGH & CO. INC.

TRUST BUT VERIFY

Contact information

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