Lisa Tutino
Professional summary
Lisa Tutino, CFP®, who also goes by Lisa L Tutino, Lisa Lynn Tutino, Lisa L Tutino-caraboolad, Lisa Lynn Tutino-caraboolad, Lisa Tutino-caraboolad, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Bratenahl, Ohio.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1986. Lisa has worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Tutino's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1995
Experience
July 25, 2018 - Present
NYLIFE SECURITIES LLC
May 13, 2016 - June 5, 2017
J.P. MORGAN SECURITIES LLC
June 12, 2015 - May 10, 2016
STRATEGIC WEALTH PARTNERS, LTD.
March 2, 2004 - December 13, 2006
MML INVESTORS SERVICES, LLC
December 17, 2003 - December 13, 2006
MML INVESTORS SERVICES, LLC
February 10, 2000 - December 31, 2001
COMMONWEALTH FINANCIAL NETWORK
January 3, 2000 - February 7, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 6, 1991 - December 31, 1999
MUTUAL SERVICE CORPORATION
November 7, 1989 - December 31, 1990
INVESTACORP, INC.
December 15, 1986 - October 17, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2018)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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