William F. Dagley

PRIVATE WEALTH PARTNERS

Mill Valley, CA 94941

Some features on this profile are disabled

CRD#: 1446144

Professional summary

William Franklin Dagley, who also goes by Bill Dagley, is a registered financial advisor currently at PRIVATE WEALTH PARTNERS, LLC located in Mill Valley, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. William has worked at 4 firms and has passed the Series 65, Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Dagley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Franklin Dagley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2024 - Present

PRIVATE WEALTH PARTNERS, LLC

Office #1: 591 Redwood Highway Suite 3210, Mill Valley, CA 94941

RIA

CRD#: 133802

Mill Valley, CA

Past

June 30, 2005 - December 31, 2011

PRIVATE WEALTH PARTNERS, LLC

RIA

CRD#: 133802

LARKSPUR, CA

Past

March 27, 1995 - June 24, 1996

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

August 2, 1993 - July 19, 1994

LIT CLEARING SERVICES, INC.

CRD#: 33997

Past

February 28, 1992 - August 2, 1993

LIT AMERICA, INC.

CRD#: 22381

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE WEALTH PARTNERS, LLC

BLUE WATER LIFE SCIENCE ADVISORS, LLC ("RELYING ADVISER") | PRIVATE WEALTH PARTNERS, LLC | PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 133802 / SEC#: 801-63808

RIA

Registered Investment Advisory firm - (1/31/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/9/2025)

IAR

California
(12/3/2024)

IAR

Florida
(1/14/2025)

IAR

Idaho
(12/9/2024)

IAR

Illinois
(12/12/2024)

IAR

Kansas
(12/6/2024)

IAR

Montana
(12/9/2024)

IAR

Nevada
(12/10/2024)

IAR

New York
(12/6/2024)

IAR

Ohio
(12/6/2024)

IAR

Texas
(4/11/2024)

IAR

Washington
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/26/2000

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 11/18/1991

General Securities Representative Examination

Current Firm

PRIVATE WEALTH PARTNERS, LLC

BLUE WATER LIFE SCIENCE ADVISORS, LLC ("RELYING ADVISER") | PRIVATE WEALTH PARTNERS, LLC | PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 133802 / SEC#: 801-63808

RIA

Registered Investment Advisory firm - (1/31/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

591 Redwood Highway Suite 3210, Mill Valley, CA 94941

Mailing Address

Phone number

(415) 461-3850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE WEALTH PARTNERS, LLC BROCHURE 3/31/2025 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	609
AUM (Assets Under Management)	$ 1,982,996,998

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
11/25/2024	Cover Page	Report
01/26/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Maximilian Soares

J.P. MORGAN SECURITIES LLC

San Francisco, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William F. Dagley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Franklin Dagley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE WEALTH PARTNERS, LLC

HAMBRECHT & QUIST LLC

LIT CLEARING SERVICES, INC.

LIT AMERICA, INC.

Primary Firm SEC Registration

PRIVATE WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/2024

Series 63

Date: 8/3/2000

Series 6

Date: 7/26/2000

Series 7

Date: 11/18/1991

Current Firm

PRIVATE WEALTH PARTNERS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PRIVATE WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors