Mary Ellen Horcher
Professional summary
Mary Ellen Horcher, who also goes by Mary Ellen Horcher, Mary Ellen Steinbrecher, Mary Ellen Steinbrecher, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Carlisle, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Hingham, Massachusetts.
Mary Ellen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Mary Ellen has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary Ellen Horcher's CRS (Customer Relationship Summary).
Certified licenses
Education
Cornell University
Master of Business Administration (MBA) - Finance
1991
Skidmore College
Bachelor of Arts (BA) - English
1983
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 50 Derby St Ste 100, Hingham, MA 02043-3740February 19, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 50 Derby St, Ste 100, Hingham, MA 02043-3740March 27, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 29, 1998 - November 23, 1998
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
January 3, 1995 - September 2, 1997
SBC WARBURG, INC.
February 17, 1994 - January 3, 1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
August 6, 1991 - March 9, 1994
JPMSI
December 17, 1985 - June 13, 1991
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2023)
(8/21/2023)
(2/10/2023)
(3/22/2021)
(4/10/2024)
(3/22/2021)
(8/12/2024)
(3/22/2021)
(1/5/2025)
(3/22/2021)
(3/31/2025)
(7/12/2024)
(4/10/2024)
(3/19/2021)
(3/22/2021)
(3/22/2021)
(4/10/2024)
(1/6/2025)
(4/10/2024)
(4/10/2024)
(3/22/2021)
(1/9/2024)
(1/5/2025)
(3/22/2021)
(3/31/2025)
(4/10/2024)
(3/22/2021)
(2/10/2023)
(11/19/2024)
Exams
Series 7TO
Date: 2/19/2021
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
