Thomas C. Finkenbinder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas C Finkenbinder, who also goes by Thomas Charles Finkenbinder, Tom Finkenbinder, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2015 - December 31, 2019
NEW EDGE CAPITAL MANAGEMENT, LLC
November 20, 2012 - December 1, 2014
PNC WEALTH MANAGEMENT LLC
November 20, 2012 - December 1, 2014
PNC WEALTH MANAGEMENT LLC
January 10, 2012 - October 3, 2012
NEW ENGLAND SECURITIES
September 22, 2011 - October 3, 2012
NEW ENGLAND SECURITIES
February 27, 2009 - August 26, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 11, 2008 - August 26, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2000 - October 15, 2008
NEW EDGE CAPITAL MANAGEMENT, LLC
January 1, 1996 - January 26, 2001
IFG NETWORK SECURITIES, INC.
April 3, 1990 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
November 19, 1989 - April 10, 1990
OSAIC WEALTH, INC.
May 3, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 17, 1988 - May 9, 1989
GRUNTAL & CO., L.L.C.
January 21, 1986 - March 2, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
NEW EDGE CAPITAL MANAGEMENT, LLC
CRD#: 174732 / SEC#:
Contact information
Red Flags
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