Theodore G. Kotsakis
Professional summary
Theodore George Kotsakis, who also goes by Ted Kotsakis, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 1986. Theodore has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore George Kotsakis's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 17, 2014 - December 31, 2016
OSAIC SERVICES, INC.
March 29, 2012 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
October 31, 2008 - April 2, 2012
OSAIC SERVICES, INC.
January 24, 2003 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
January 2, 1998 - December 31, 2002
CADARET, GRANT & CO., INC.
February 8, 1995 - January 2, 1998
PINEBRIDGE SECURITIES LLC
May 13, 1986 - October 13, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(4/5/2024)
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(2/2/2022)
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Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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