Thomas P. Heilman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas P Heilman II, who also goes by Thomas P Heilman, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 9 firms and has passed the Series 63, Series 6TO, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2019 - February 1, 2024
JUMPSTART SECURITIES, LLC
April 2, 2012 - February 16, 2017
HOULIHAN CAPITAL, LLC
August 16, 2010 - February 18, 2011
CIM SECURITIES, LLC
March 5, 2008 - August 27, 2008
MONEY CONCEPTS CAPITAL CORP
May 22, 1995 - January 31, 2006
CONTINENTAL EQUITIES, INC.
October 14, 1992 - December 19, 1993
SEI INVESTMENTS DISTRIBUTION CO.
June 4, 1990 - April 13, 1992
ADVEST, INC.
June 29, 1988 - May 10, 1990
UBS FINANCIAL SERVICES INC.
January 21, 1986 - June 24, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
JUMPSTART SECURITIES, LLC
CRD#: 156214 / SEC#: , 8-68773
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINOVATION SYSTEMS, LLC | MEMBER | |
| SELF, JONATHAN ANDREW | PRESIDENT, POO, PFO, AMLCO, CCO | 4497531 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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