Sheryl A. Hall
CETERA INVESTMENT ADVISERS LLC
TUCSON, AZ 85718
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CRD#: 1445361
Professional summary
Sheryl Ann Hall, CFP®, who also goes by Sherry Abraham, Sheryl Ann Abraham, Sheryl Hall, Sheryl Ann Hall Jensen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tucson, Arizona and CETERA ADVISORS LLC located in Tucson, Arizona.
Sheryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Sheryl has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sherry Abraham | Sheryl Ann Abraham | Sheryl Hall | Sheryl Ann Hall Jensen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: HALLMARK FINANCIAL LLC ;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: FINANCIAL SERVICES ;
START DATE: 10/2010 ;
POSITION/TITLE/RELATIONSHIP: OWNER
APX NUMBER OF HOURS PER WEEK: 40 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ;
BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, PORTFOLIO MANAGEMENT, INSURANCE SALES AND SERVICE ;
2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 04/2019 ;
APX NUMBER OF HOURS PER WEEK: 6 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 6 ;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE ;
3. NAME OF OTHER BUSINESS: ORO VALLEY CHURCH OF THE NAZARENE ;
INVESTMENT RELATED: NO ;
ADDRESS: 500 W. CALLE CONCORDIA, ORO VALLEY, AZ 85704 ;
NATURE OF BUSINESS: CHURCH ;
START DATE: 11/2019 ;
POSITION/TITLE/RELATIONSHIP: VOLUNTEER
APX NUMBER OF HOURS PER WEEK: 5 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 5 ;
BRIEF DESCRIPTION OF DUTIES: CHURCH MISSIONS BOARD TO HELP ORGANIZING AND FUNDING OF VARIOUS MISSION ACTIVITIES ;
CRS (Client Relationship Summary) - RIA
Click below to view Sheryl Ann Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1610 E River Rd #116, Tucson, AZ 85718RIA
CRD#: 105644
TUCSON, AZ
Current
April 30, 2019 - Present
CETERA ADVISORS LLC
Office #1: 1610 E River Rd Ste 116, Tucson, AZ 85718BD
CRD#: 10299
Tucson, AZ
Past
April 30, 2019 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
TUSCON, AZ
Past
July 2, 2012 - November 27, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
ORO VALLEY, AZ
Past
March 31, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
ORO VALLEY, AZ
Past
June 13, 2005 - November 25, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
ORO VALLEY, AZ
Past
February 20, 2004 - November 19, 2010
SOUTHWEST INVESTMENT ADVISORS, INC.
RIA
CRD#: 117052
TUCSON, AZ
Past
December 15, 2003 - June 13, 2005
ROUND HILL SECURITIES, INC.
BD
CRD#: 35223
ALAMO, CA
Past
August 25, 1997 - December 17, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
December 23, 1985 - August 29, 1997
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/30/2019)
IAR
Arizona(3/21/2024)
RR
California(4/30/2019)
RR
Colorado(4/30/2019)
RR
Florida(2/15/2024)
RR
Indiana(8/4/2021)
RR
Louisiana(4/30/2019)
RR
Maryland(4/30/2019)
RR
Nevada(8/1/2024)
RR
North Carolina(8/27/2019)
RR
Ohio(5/1/2019)
RR
Tennessee(1/2/2025)
RR
Virginia(1/2/2025)
RR
Washington(8/13/2019)
RR
Wisconsin(1/22/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
