Sheryl A. Hall
Professional summary
Sheryl Ann Hall, CFP®, who also goes by Sherry Abraham, Sheryl Ann Abraham, Sheryl Hall, Sheryl Ann Hall Jensen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Tucson, Arizona and CETERA ADVISORS LLC located in Tucson, Arizona.
Sheryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Sheryl has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sheryl Ann Hall's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1610 E River Rd #116, Tucson, AZ 85718April 30, 2019 - Present
CETERA ADVISORS LLC
Office #1: 1610 E River Rd Ste 116, Tucson, AZ 85718April 30, 2019 - March 21, 2024
CETERA ADVISORS LLC
July 2, 2012 - November 27, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
March 31, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
June 13, 2005 - November 25, 2019
FIRST ALLIED SECURITIES, INC.
February 20, 2004 - November 19, 2010
SOUTHWEST INVESTMENT ADVISORS, INC.
December 15, 2003 - June 13, 2005
ROUND HILL SECURITIES, INC.
August 25, 1997 - December 17, 2003
MORGAN STANLEY DW INC.
December 23, 1985 - August 29, 1997
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2019)
(3/21/2024)
(4/30/2019)
(4/30/2019)
(2/15/2024)
(8/4/2021)
(4/30/2019)
(4/30/2019)
(8/1/2024)
(8/27/2019)
(5/1/2019)
(1/2/2025)
(1/2/2025)
(8/13/2019)
(1/22/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
