Robert S. Harting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Stanley Harting, ChFC®, CLU®, who also goes by Bob Harting, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 8 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2018 - October 31, 2025
LION STREET FINANCIAL, LLC
November 1, 2017 - July 2, 2018
CETERA WEALTH SERVICES, LLC
March 29, 2006 - November 1, 2017
GIRARD SECURITIES, INC.
March 1, 1996 - March 23, 2006
MML INVESTORS SERVICES, LLC
July 19, 1995 - March 1, 1996
G. R. PHELPS & CO., INC.
October 8, 1992 - July 6, 1995
EQUITY SERVICES, INC.
December 11, 1991 - September 30, 1992
LOCUST STREET SECURITIES, INC.
February 19, 1986 - December 12, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
