Kevin M. Cotter
Professional summary
Kevin Michael Cotter, who also goes by Kevin Cotter, is a registered financial professional currently at MDB CAPITAL located in Addison, Texas.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1985. Kevin has worked at 13 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Michael Cotter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2010 - Present
MDB CAPITAL
Office #1: 14135 Midway Road, Suite G-150, Addison, TX 75001July 2, 2009 - September 22, 2010
SOURCE CAPITAL GROUP, INC.
January 22, 2008 - July 6, 2009
ROCKPORT VENTURE SECURITIES, LLC
August 27, 1998 - January 22, 2008
SANDERS MORRIS LLC
December 19, 1996 - September 9, 1998
JWGENESIS SECURITIES, INC.
October 4, 1994 - December 20, 1996
LADENBURG THALMANN & CO. INC.
June 17, 1992 - October 7, 1994
VALUE INVESTING PARTNERS, INC.
March 2, 1992 - April 21, 1992
ABSA SECURITIES, INC.
July 1, 1991 - December 23, 1991
GRUNTAL & CO., L.L.C.
January 31, 1991 - May 22, 1991
COMMONWEALTH ASSOCIATES
June 14, 1989 - February 14, 1991
GLOBAL AMERICA INCORPORATED
February 12, 1987 - July 3, 1989
LEHMAN BROTHERS INC.
December 17, 1985 - February 18, 1987
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2024)
(4/15/2024)
(9/26/2018)
(2/28/2024)
(9/27/2010)
(9/27/2010)
(9/27/2010)
(4/4/2024)
(6/25/2024)
(9/27/2010)
(2/28/2024)
(4/15/2024)
(2/28/2024)
(9/27/2010)
(6/12/2018)
(3/26/2024)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(4/9/2024)
(6/26/2018)
(4/4/2024)
(6/12/2018)
(2/28/2024)
(3/26/2024)
(6/3/2024)
(4/4/2024)
(4/4/2024)
(4/4/2024)
(5/14/2024)
(9/27/2010)
(5/21/2024)
(9/27/2010)
(10/8/2018)
(4/4/2024)
(4/4/2024)
(3/21/2024)
(4/4/2024)
(9/26/2018)
(3/26/2024)
(4/4/2024)
(3/27/2024)
(4/4/2024)
(6/12/2018)
(4/4/2024)
(4/15/2024)
(4/4/2024)
(2/28/2024)
(4/22/2024)
(4/4/2024)
(4/10/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
MDB CAPITAL
CRD#: 42677 / SEC#: , 8-49951
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
