SB
Scott D. Bye
ON INVESTMENT MANAGEMENT CO
Fargo, ND 58104
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CRD#: 1442776
SB
Professional summary
Scott Darrel Bye is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Fargo, North Dakota and THE O.N. EQUITY SALES COMPANY located in Fargo, North Dakota.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Scott has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)SDB SPORTS MANAGEMENT; NOT INVESTMENT RELATED; 3212 20th St S FARGO ND 58104; CAREER ANALYSIS PLANNING; SOLE PROPRIETOR; 01/01/1985 TO PRESENT; 160 HOURS PER MONTH ALSO DURING TRADING; CAREER ANALYSIS PLANNING.
2)SCOTT BYE; NOT INVESTMENT RELATED; 3212 20th St S FARGO ND 58104; INSURANCE SALES; AGENT; 01/01/1985 TO PRESENT; 30 HOURS PER MONTH ALSO DURING TRADING HOURS; SELL LIFE, FIXED ANNUITIES AND DISABILITY PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Darrel Bye's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2001 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 3212 20th S, Fargo, ND 58104RIA
CRD#: 105662
Fargo, ND
Current
July 2, 1997 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 818 Main Avenue Suite 4, Fargo, ND 58103BD
CRD#: 2936
Fargo, ND
Past
January 2, 1992 - July 1, 1997
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
March 23, 1990 - December 31, 1991
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
December 23, 1988 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
KANSAS CITY, MO
Past
December 23, 1985 - December 23, 1988
MORISON SECURITIES, INC.
BD
CRD#: 8097
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/8/1997)
IAR
California(10/31/2001)
RR
Colorado(6/3/2022)
RR
Florida(8/24/2017)
RR
Illinois(7/2/1997)
RR
Minnesota(7/2/1997)
RR
New Hampshire(8/23/2012)
IAR
New Hampshire(7/26/2017)
RR
New York(7/2/1997)
RR
North Carolina(2/17/2025)
RR
North Dakota(7/2/1997)
IAR
North Dakota(7/29/2017)
RR
Texas(6/29/2011)
RR
Wisconsin(11/18/1998)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Fargo, ND 58104TRUST BUT VERIFY
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