Joan N. Hudson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joan Nmn Hudson, who also goes by Joan Anastasiou, Joan Anastasiou Hudson, Joan Hudson, was a registered financial professional .
Joan is a previously registered financial professional and started their career in finance in 1991. Joan had worked at 25 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2018 - August 24, 2018
RELIABLE IMMIGRATION SOLUTIONS ENTERPRISES, INC.
May 16, 2011 - March 1, 2016
ROC GLOBAL LLC
February 16, 2011 - May 13, 2016
AUTONOMOUS RESEARCH LLP
June 9, 2010 - July 5, 2012
OPUS POINT & CO., LLC
March 31, 2010 - April 19, 2011
AVIATE GLOBAL (US) LLP
May 25, 2007 - January 3, 2008
GUGGENHEIM INVESTOR SERVICES, LLC
July 12, 2006 - March 16, 2009
CARTER SECURITIES, LLC
May 26, 2006 - January 2, 2009
PROVIDENCE CAPITAL, INC.
January 26, 2004 - July 21, 2004
GUGGENHEIM SECURITIES, LLC
January 23, 2004 - February 28, 2005
GUGGENHEIM INVESTOR SERVICES, LLC
April 28, 2003 - February 23, 2016
W.J. BRADLEY FINANCIAL SERVICES, LLC
October 21, 2002 - November 21, 2002
PMK SECURITIES & RESEARCH, INC.
August 6, 2001 - February 14, 2002
BARRETTO SECURITIES INC
June 26, 2001 - July 24, 2001
ANCHOR MANAGEMENT GROUP, INC.
May 23, 2001 - March 24, 2008
MADISON FINANCIAL MANAGEMENT LLC
July 6, 2000 - August 14, 2000
TBN SECURITIES, INC.
April 27, 2000 - September 26, 2000
CAPITAL PLANNING GROUP, LLC
March 29, 2000 - February 22, 2001
DELTA ASSET MANAGEMENT COMPANY, LLC
February 14, 2000 - January 24, 2001
TRADEPORTAL SECURITIES, INC.
November 30, 1999 - March 30, 2000
NOWTRADE, CORP.
July 14, 1999 - February 27, 2001
ANCHOR MANAGEMENT GROUP, INC.
July 6, 1998 - September 8, 1998
HORIZON CAPITAL, INC.
May 19, 1998 - May 20, 1999
EAST WEST INSTITUTIONAL SERVICES, INC.
September 4, 1997 - June 13, 2001
METRO TRADING, INC.
April 1, 1993 - April 9, 1997
FALCON TRADING GROUP, LTD.
March 6, 1992 - August 7, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N
January 15, 1991 - December 12, 1991
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
RELIABLE IMMIGRATION SOLUTIONS ENTERPRISES, INC.
CRD#: 283959 / SEC#: , 8-69776
Contact information
Documents
Red Flags
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