TS
Timothy E. Strait
CAPITOL SECURITIES MANAGEMENT
Reston, VA 20190
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CRD#: 1442335
TS
Professional summary
Timothy Edward Strait, CFP® is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Reston, Virginia.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Timothy has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
What are your service offerings?
Estate Planning
Tax Planning
Investment Planning
Comprehensive Financial Planni...
How do you get paid?
Commission and Fee
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Timothy E. Strait, CFP. Investment-related: NO Address: 12100 Sunset Hills Road Suite 100 Reston, VA 20190 Nature of the other business: BUSINESS CONSULTING AND TAX PLANNING Position, title, or relationship with the other business: SOLE PROPRIETOR Start date: 1/1/2016 Approximate number of hours/month you devote to the other business: 10 HOURS PER WEEK Approximate number of hours/month you devote to the other business during securities trading hours: 2 HOURS PER WEEK Describe your duties relating to the other business: Income tax preparation of federal and state tax returns 2) Name of Business: Timothy E. Strait - Real Estate Property Investment-related: yes Address: 2111 Wisconsin AVe #109, Washington DC 20007 Nature of the other business: Residential Rental Real Estate Position, title, or relationship with the other business: Owner Start date: 3/22/21 Approximate number of hours/month you devote to the other business: 10 Approximate number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: Own and rent condo. Manage property
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Edward Strait's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy Edward Strait's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
January 4, 2016 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 12100 Sunset Hills Road Suite 100, Reston, VA 20190RIA
BD
CRD#: 14169
Reston, VA
Current
December 13, 1985 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: 12100 Sunset Hills Road Suite 100, Reston, VA 20190RIA
BD
CRD#: 14169
Reston, VA
Past
December 13, 1989 - December 31, 2015
CAPITOL FINANCIAL CONSULTANTS, INC.
RIA
CRD#: 109800
MCLEAN, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(5/10/2023)
RR
Florida(6/3/1997)
RR
Georgia(2/12/2008)
RR
Maryland(12/13/1985)
RR
Massachusetts(9/7/2004)
RR
Pennsylvania(1/2/2013)
RR
South Carolina(6/19/2013)
RR
Texas(4/5/2021)
RR
Vermont(9/10/2018)
RR
Virginia(1/7/1986)
IAR
Virginia(1/4/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
