John G. Fattibene
HARVEST FINANCIAL PARTNERS
Paoli, PA 19301-1782
Some features on this profile are disabled
CRD#: 1441984
Professional summary
John Gregory Fattibene, CFP® is a registered financial advisor currently at HARVEST FINANCIAL PARTNERS located in Paoli, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 4 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
John G. Fattibene is a director of County Savings Bank, 10 Powhattan Avenue, Essington, Pennsylvania 19029. As a bank, it is investment-related. My duties are those of a director of a federal savings bank. I began my directorship in February 2024. I anticipate devoting up to eight hours a month to my responsibility as a bank director. Based on current schedules for weekend readings of board materials and evening meetings, I anticipate that regularly none of this time will be during securities-trading hours, but an emergency or unusual scheduling could require a few hours during securities-trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view John Gregory Fattibene's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
March 26, 2008 - Present
HARVEST FINANCIAL PARTNERS
Office #1: 159 Lancaster Avenue Suite Three, Paoli, PA 19301-1782RIA
CRD#: 146162
Paoli, PA
Past
June 26, 2006 - April 3, 2008
SANDERS MORRIS LLC
RIA
CRD#: 20580
EXTON, PA
Past
November 29, 2004 - December 31, 2006
SMH CAPITAL ADVISORS LLC
RIA
CRD#: 108344
EXTON, PA
Past
June 22, 2004 - April 3, 2008
SANDERS MORRIS LLC
BD
CRD#: 20580
EXTON, PA
Past
June 11, 1997 - January 8, 2001
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HARVEST FINANCIAL PARTNERS
HARVEST FINANCIAL PARTNERS | ROCK CEDAR, LLC | HARVEST FINANCIAL PARTNERS, LLC
CRD#: 146162 / SEC#: 801-117513
RIA
Registered Investment Advisory firm - (10/24/2019 Approved)Alaska
Registered Investment Advisory firm - (12/3/2019 Terminated)Delaware
Registered Investment Advisory firm - (11/4/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/31/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(3/26/2008)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HF
HARVEST FINANCIAL PARTNERS
HARVEST FINANCIAL PARTNERS | ROCK CEDAR, LLC | HARVEST FINANCIAL PARTNERS, LLC
CRD#: 146162 / SEC#: 801-117513
RIA
Registered Investment Advisory firm - (10/24/2019 Approved)Alaska
Registered Investment Advisory firm - (12/3/2019 Terminated)Delaware
Registered Investment Advisory firm - (11/4/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/31/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
159 Lancaster Avenue Suite Three, Paoli, PA 19301-1782
Mailing Address
Phone number
(610) 240-4740
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 362 |
| AUM (Assets Under Management) | $ 131,902,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
