Damon W. Vickers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damon Woodman Vickers was a registered financial professional .
Damon is a previously registered financial professional and started their career in finance in 1986. Damon had worked at 15 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2008 - February 27, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
July 1, 2008 - October 23, 2008
IFS SECURITIES
February 8, 2005 - September 1, 2006
BROKERSXPRESS LLC
September 30, 2003 - December 31, 2004
LASALLE ST SECURITIES, L.L.C.
December 6, 2002 - September 8, 2003
CLEARING SERVICES OF AMERICA, INC.
July 3, 2000 - December 11, 2002
WESTMINSTER FINANCIAL SECURITIES, INC.
March 6, 1998 - June 7, 2000
CAPITAL SECURITIES OF AMERICA, INC.
March 31, 1997 - February 2, 1998
WINDSOR STREET CAPITAL, LP
November 27, 1995 - March 14, 1997
CLEARING SERVICES OF AMERICA, INC.
October 12, 1995 - November 21, 1995
LAIDLAW GLOBAL SECURITIES, INC.
August 10, 1994 - March 31, 1995
CLEARING SERVICES OF AMERICA, INC.
July 1, 1992 - September 1, 1993
SECURITIES AMERICA, INC.
April 10, 1992 - July 9, 1992
MELBOURNE GSI CORP.
July 31, 1989 - August 22, 1990
AMERICA INVEST ONLINE, INC.
February 12, 1988 - June 1, 1989
ESCALATOR SECURITIES, INC.
November 5, 1987 - March 1, 1988
MADISON CHAPIN ASSOCS., INC.
March 11, 1986 - October 30, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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