Eric W. Edmondson
Professional summary
Eric Winston Edmondson is a registered financial professional currently at DC ADVISORY located in San Francisco, California.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1991. Eric has worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Winston Edmondson's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2017 - Present
DC ADVISORY
Office #1: 425 California Street Suite 1900, San Francisco, CA 94104February 7, 2014 - March 1, 2018
SIGNAL HILL CAPITAL GROUP LLC
March 22, 2002 - December 16, 2014
SEVEN HILLS PARTNERS LLC
October 12, 2001 - March 27, 2002
COWEN PRIME SERVICES TRADING LLC
July 19, 2001 - October 19, 2001
VIANT CAPITAL LLC
April 30, 2001 - May 29, 2001
ABN AMRO INCORPORATED
April 23, 1998 - April 30, 2001
ABN AMRO SECURITIES LLC
June 24, 1991 - April 14, 1993
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
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