J G. Jennings
Professional summary
J Grady Jennings, who also goes by James G Jennings, James Jennings, is a registered financial professional currently at BROOKLIGHT PLACE SECURITIES, INC. located in Ontario, California.
J is registered as a RR (Registered Representative) and started their career in finance in 2016. J has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view J Grady Jennings's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 1985 - Present
BROOKLIGHT PLACE SECURITIES, INC.
Office #1: 1055 North Euclid Ave, Ontario, CA 91762November 4, 2016 - November 13, 2017
INTERACTIVE FINANCIAL ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2008)
(12/3/1985)
(10/30/2023)
(5/1/2006)
(5/8/2008)
(5/5/2014)
(9/28/2006)
Exams
FINRA
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
