William J. Van Hoof
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Van Hoof, who also goes by Bill Van Hoof, William John Vanhoof, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2014 - March 20, 2018
CEROS FINANCIAL SERVICES, INC.
September 6, 2006 - June 26, 2014
PROFUNDS DISTRIBUTORS, INC.
March 26, 1997 - September 21, 2004
GUGGENHEIM DISTRIBUTORS, LLC
October 5, 1995 - February 20, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
December 1, 1992 - August 11, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
March 28, 1991 - November 23, 1992
FIDELITY BROKERAGE SERVICES LLC
March 21, 1990 - March 22, 1991
FIDELITY DISTRIBUTORS CORPORATION
September 10, 1987 - March 8, 1990
FIDELITY BROKERAGE SERVICES LLC
September 17, 1986 - July 23, 1987
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/17/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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