Vicki Lynn Ellis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vicki Lynn Ellis, who also goes by VIcki Lynn Ellis, Vickilynn Ellis, Vickilynn Hillgartner, was a registered financial professional .
Vicki Lynn is a previously registered financial professional and started their career in finance in 1986. Vicki Lynn had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2001 - December 31, 2021
SYMONS CAPITAL MANAGEMENT INC
March 5, 1998 - September 10, 2001
LEGG MASON WOOD WALKER, INCORPORATED
July 31, 1993 - March 10, 1998
CITIGROUP GLOBAL MARKETS INC.
April 18, 1986 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 6/8/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SYMONS CAPITAL MANAGEMENT INC
CRD#: 104817 / SEC#: 801-18876
Contact information
Red Flags
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