Mark J. Seski

HARVEST PORTFOLIO MANAGEMENT

Isle Of Palms, SC

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CRD#: 1439870

Professional summary

Mark Joseph Seski is a registered financial advisor currently at HARVEST PORTFOLIO MANAGEMENT, LLC located in Isle Of Palms, South Carolina.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mark has worked at 7 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Seski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2019 - Present

HARVEST PORTFOLIO MANAGEMENT, LLC

RIA

CRD#: 299005

Isle Of Palms, SC

Past

April 16, 2019 - December 31, 2019

HARVEST PORTFOLIO MANAGEMENT, LLC

RIA

CRD#: 299005

WELLINGTON, FL

Past

June 13, 2005 - June 2, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BLOOMFIELD HILLS, MI

Past

June 13, 2005 - June 2, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BLOOMFIELD HILLS, MI

Past

March 4, 2005 - March 21, 2005

COMERICA SECURITIES

RIA

CRD#: 17079

FARMINGTON, MI

Past

January 1, 2005 - March 21, 2005

COMERICA SECURITIES

CRD#: 17079

DETROIT, MI

Past

May 25, 1993 - November 2, 1995

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

October 2, 1990 - March 5, 1992

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

CRD#: 13066

Past

September 6, 1990 - May 25, 1993

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

October 30, 1989 - September 7, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 23, 1986 - November 1, 1989

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/16/2019)

IAR

Michigan
(2/23/2021)

IAR

South Carolina
(10/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/1/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/30/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/22/2004

General Securities Representative Examination

Current Firm

HARVEST PORTFOLIO MANAGEMENT, LLC

CRD#: 299005 / SEC#:

Florida

Registered Investment Advisory firm - (4/16/2019 Approved)

Michigan

Registered Investment Advisory firm - (2/19/2021 Approved)

South Carolina

Registered Investment Advisory firm - (10/26/2021 Approved)

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Contact information

Main Address

Isle Of Palms, SC

Mailing Address

Phone number

(917) 821-2150

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 98,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark J. Seski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Seski's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEST PORTFOLIO MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

COMERICA SECURITIES

COMERICA SECURITIES

FIRST UNION BROKERAGE SERVICES, INC.

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2018

Series 66

Date: 3/1/2005

Series 63

Date: 1/30/1986

Series 7

Date: 12/22/2004

Current Firm

HARVEST PORTFOLIO MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARVEST PORTFOLIO MANAGEMENT, LLC

TRUST BUT VERIFY

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